- Janus Henderson Investors (Denver, CO)
- …+ Demonstrated knowledge of the financial services industry such as '40 Act investment vehicles, sub- advisory investment , management, VITs, CITs, fee ... and prospects + Serve as a primarily internal relationship manager , responding to client inquiries and requests across diverse...be willing to adhere to the provisions of our Investment Advisory Code of Ethics related to… more
- BlackRock (New York, NY)
- …world's preeminent asset management firms and a premier provider of global investment management, risk management and advisory services to institutional, ... exposure to the world's capital markets. Our clients can access our investment solutions through a variety of product structures, including individual and… more
- TD Bank (San Francisco, CA)
- …in the Toronto, Singapore and London Control Room. + Work closely with Compliance Advisory and Legal as needed. **Job Requirements and Qualifications:** + ... Francisco, California, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing… more
- Charles Schwab (Phoenix, AZ)
- …both retail and registered investment advisor (RIA) clients. Within WAS, the Senior Manager , Fixed Income Offer Management will be a part of the Investment ... industry-leading wealth management experiences, through solutions like Schwab Wealth Advisory (SWA) and Schwab Advisor Network (SAN), along with...with a broad range of investment products and solutions, to… more
- Robert Half Management Resources (Dallas, TX)
- …Trust Advisory Committee meetings and related documentation, such as Investment Objective Statements and Letters of Understanding. * Analyze account synoptic ... Maintain a focus on regulatory expectations, ensuring all activities align with compliance requirements. Requirements * Certified Fiduciary & Investment Risk… more
- City National Bank (Dallas, TX)
- …Benefit Trust Administration, Retirement and Custody Services, Specialty Wealth Assets, Investment Advisory , Broker/Dealer, Investment Banking activities for ... *SR AUDIT MANAGER - WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The...Compliance Professional (CTCP) Or * Certified Fiduciary & Investment Risk Specialist (CFIRS) Or * Certified Public Accountant… more
- Cherry Bekaert (Santa Fe, NM)
- …Tax Credit (NMTC) allocation applications, NMTC placement and deployment, and NMTC compliance and asset management services. The Consultant Manager will build ... Financing Services (SFS) Group is looking for a Consultant Manager to join the SFS Consulting team. We offer...and establish policies and procedures that will ensure continued compliance + Help identify an organization's short and long-term… more
- Charles Schwab (Westlake, TX)
- …risk management experience in a financial services retail broker dealer or investment advisory role. + Strong knowledge of financial services broker-dealer ... We are seeking a highly organized and results-oriented Senior Manager to join the Retail Supervision & Risk Management...and Investment Advisory industry standards, best practices, and… more
- American Heart Association (Dallas, TX)
- …(AHA) is thrilled to have an outstanding opportunity for a **Sr. Corporate Finance Manager , AHA Ventures** at our **National Center office in Dallas, TX** . This ... a relentless force for longer, healthier lives. The **Sr. Corporate Finance Manager ** is the strategic lead for day-to-day financial operations across the American… more
- CGI Technologies and Solutions, Inc. (New York, NY)
- …into a high-impact role with our top-performing Global Banking team as an Advisory Services Project Manager . Lead strategic initiatives that transform and ... * Candidates with 12+ years of experience as Project Manager role in business consulting/ advisory services. *... services. * Business domain expertise is must in Investment Banking Capital Markets trade flows in one of… more