- Scotiabank (Dallas, TX)
- Senior Manager , Cloud Security and Emerging Technology **Requisition ID:** 233320 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown ... Markets** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America,… more
- Scotiabank (New York, NY)
- Audit Manager , IT - US Audit **Requisition ID:** 233521 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a guideline only. Salary ... Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the...to drive ambition for every future! **Purpose** The Audit Manager contributes to the overall success of the Audit… more
- Wells Fargo (Los Angeles, CA)
- **About this role:** Wells Fargo is seeking a Branch Complex Senior Manager in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about ... business at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . The Branch Complex Senior Manager role will lead branch(es) within a market of Wells… more
- Janus Henderson Investors (New York, NY)
- …sole discretion). You should be willing to adhere to the provisions of our Investment Advisory Code of Ethics related to personal securities activities and other ... to hear from you! Your opportunity The Fund Operations Manager serves as the primary point of contact and...the wire approval process + Establishing cash accounts and investment accounts for excess cash + Managing margin calls… more
- Mizuho Corporate Bank (New York, NY)
- …Lead modernization of compliance screening technology platforms like Prime Compliance Manager , FIRCO, and related systems- Architect and execute cloud ... screening technology with expertise in platforms such as Prime Compliance Manager , FIRCO, and other industry-standard screening...Mizuho Americas is a leading provider of corporate and investment banking services to clients in the US, Canada,… more
- Robert Half Finance & Accounting (San Ramon, CA)
- Description A well-established and growing fiduciary investment advisory firm is seeking an Office Manager to support its Office & Operations Manager . ... a leadership position within operations at a respected Registered Investment Advisor (RIA) firm managing over $2 billion in...loss reporting and light accounting tasks. + HR & Compliance Support: + Maintain employee records, process PTO requests,… more
- BMO Financial Group (Chicago, IL)
- …risk. Identify root cause and communicate M&T identified issues to the businesses, 1LOD Compliance Advisory , 2LOD Compliance , 2LOD Risk. + Identify and ... Control Testing Specialist, Wealth - Regulatory Compliance This role will deliver on components of...Familiarity with Key Regulations applicable to Wealth Management and Investment Funds (eg SEC, OCC, etc.). + Excellent data… more
- Guardian Life (Nashville, TN)
- …a Senior Compliance Analyst, Park Avenue Securities, and Park Avenue Investment Advisory , you will conduct branch office inspections using risk-based testing ... branch office. + Timely communicate preliminary findings to your manager and branch office management verbally and then in...of NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, with experience at… more
- Sumaria Systems, Inc. (Bedford, MA)
- Information Systems Security Manager (ISSM) Subject Matter Expert Department: SAS DAYTON, OH Office: Hanscom AFB - SAS Location: Bedford, MA START YOUR APPLICATION ... (https://apply.hrmdirect.com/resumedirect/ApplyOnline/Apply.aspx?req\_id=3480275&source=3480275-CJB-0) Job Title: Information Systems Security Manager (ISSM) Subject Matter Expert Job Description: Sumaria Systems… more
- First Horizon Bank (Lafayette, LA)
- …site as described in posting. **Summary** As a Private Client Relationship Manager (PCRM), you are responsible for new business development with High-Net-Worth ... support client service and business development efforts (eg credit, mortgage, planning, investment , trust and fiduciary services, and insurance services) in a manner… more