- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... plus. + 7+ years of experience in Surveillance Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at a Global… more
- Liberty Bank (Middletown, CT)
- …pride in promoting a socially responsible and sustainable future through initiatives and investment . SUMMARY OF THE JOB : Reporting to the Home Equity Supervisor, ... Accurately document all loan processing activities and maintain organized records for audit purposes. + Continuous Improvement: Stay updated on industry trends and… more
- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance & Control require… more
- TD Bank (Mount Laurel, NJ)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... internal IT Infrastructure Teams, and Business partners on the remediation of audit findings and vulnerabilities to ensure adhere to TD's security controls and… more
- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... Control Room and Compliance broadly to respond to regulatory inquires and internal audit requests, including, requests for data, and exam inquiries as they relate to… more
- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... systems. . Manage operational risk, cybersecurity, data quality, and audit requirements in technology solutions. **Qualifications:** **Education & Experience:** .… more
- Huntington National Bank (New York, NY)
- …a fast-growing, nationally mandated, and dynamic Specialty Vertical within Huntington's Commercial Bank . The TMT team is a leading provider of financing solutions to ... underwriting work product for credits to include borrowers who are public, private, investment grade, non- investment grade and highly leveraged. + PMs are able… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …to take the next step? Discover a career in banking at Fifth Third Bank . GENERAL FUNCTION: The Director of Financial Operations Management - Technology is a senior ... behaviors drive a positive customer experience. While operating within the Bank 's risk appetite, the role achieves results by consistently identifying, assessing,… more
- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... regulatory treatment. + Liaise with all external & internal audit counterparts as well as operations and financial operations...single line of business + Makes trade and CRA investment decisions on a monthly basis + Leads activities… more
- Mizuho Corporate Bank (New York, NY)
- …Management function is responsible for effective and consistent Data Management of the bank 's data which in deemed critical: Used in external reporting, used to ... continuously provide information to bank management, and data whose deficiency can cause financial...(eg, SAS, Python). + Experience with data design, data audit , data governance, visualization tools (eg Power BI). Experience… more