- Mizuho Corporate Bank (New York, NY)
- …with other unit members to ensure ACBD1 remains fully compliant with the bank 's internal policies and procedures. + Supporting the Unit Head (UH) on various ... ALCD compliance testing. + Internal/External Audits: Working closely with audit coordination staff at ACBD1 for various audits. Risk...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
- Mizuho Corporate Bank (New York, NY)
- …all core data related to all staff-permanent or not. You will support the Bank 's core systems for People data, by ensuring processes are in place to ensure ... and Data Management + Experience with data design, data audit , data governance and IT a plus The...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
- UMB Bank (Milwaukee, WI)
- …**UMB Registered Fund team** , which manages the daily accounting, tax, audit , administration, and operational tasks for mutual fund and collective trust clients. ... start handling more complex funds such as Advanced Derivates, Bank Loans, and Private Credit. Handling these fund types...SEC regulations, IRS, and GAAP reporting regulations + Coordinate audit materials as well as responses to audit… more
- Commerce Bank (Kansas City, MO)
- …resources to grow into the best version of yourself. Because our number one investment is you. Creating an award-winning culture doesn't come easy. And after 160 ... years, we know Commerce Bank is only at its best when our people...resulting from systems and product enhancements, as well as audit reviews and responses, are fully documented. This includes… more
- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... per MiFID II, Dodd-Frank, FCA, and other global regulations. + Maintain audit readiness for systems storing and processing voice data, including operational evidence… more
- M&T Bank (Clanton, AL)
- …Issue CD timely and accurately, ensuring review of applicable at close conditions, investment required into transaction, and cash back at closing. + Report system ... M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as… more
- M&T Bank (Wilmington, DE)
- …and solutions of the firm.Work closely with Client Managers, Custom Credit, Investment Advisors and Trust Officers to assess client's current financial situation, ... + Promote an environment that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of… more
- Bank OZK (Little Rock, AR)
- …practices and conducting compliance testing to support and enhance the Bank 's risk mitigation strategies and procedures. Collaborates with members of Operational ... action plans regarding findings identified by Enterprise Risk Management, Internal Audit , and regulatory examiners. + Participates in projects, as assigned, as… more
- Mizuho Corporate Bank (New York, NY)
- …or Master's degree + 5+ years of risk management, compliance, or audit experience desirable and/or direct operations / finance experience + Proven expertise ... Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets...Mizuho Americas is a leading provider of corporate and investment banking services to clients in the US, Canada,… more
- Mizuho Corporate Bank (New York, NY)
- …for assisting the Director of Compliance on: Tax Compliance, Provision, Research and Audit . Specific duties include: + Prepare Federal, State & Local tax returns ... Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets...Mizuho Americas is a leading provider of corporate and investment banking services to clients in the US, Canada,… more