- UMB Bank (Kansas City, MO)
- …Corporation's Compliance Management System, with an emphasis on the bank 's fiduciary activities relating to both wealth management and corporate-institutional ... (w/ strong emphasis in Accounting or Finance) or 2 years compliance, audit or quality control experience with a financial institution, consulting firm, or… more
- UMB Bank (Milwaukee, WI)
- …to ensure compliance with SEC regulations, IRS, and GAAP reporting regulations + Coordinate audit materials as well as responses to audit inquiries + Other ... _:_ + Bachelor's Degree in one of the following Accounting, Finance, Investment Banking, Economics, or International Business + Four (4) years external Funding… more
- First National Bank of Omaha (Omaha, NE)
- …Qualifications Required **:** + 3+ years' experience in compliance, risk, internal audit , or regulatory experience in the banking industry + Strong communication and ... of general banking with an understanding of deposit, lending, and investment products + Ability to exercise independent judgment and creative problem-solving… more
- Truist (Lumberton, NC)
- …knowledge of Corporate Treasury and the role it plays within Truist + Bank audit experience **General Description of Available Benefits for Eligible Employees ... description:** Mid-level position to contribute to the success of Investment Portfolio Operations, Corporate Funding Operations or Collateral Management Operations.… more
- Shuvel Digital (Washington, DC)
- POSITION OVERVIEW The Washington Area Community Investment Fund (Wacif) seeks a dynamic and experienced full-time Chief Financial Officer (CFO) to join our team. As ... ensuring sustainable growth and financial stability; + Oversee and approve the investment of excess liquidity, optimizing returns while managing risk in accordance… more
- Scotiabank (New York, NY)
- …Markets** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America, ... our clients an important bridge to this key global market for trade and investment flows across the Americas and the world. Global Banking & Markets provides a… more
- Scotiabank (Dallas, TX)
- …activities, commercial banking, investment management, and corporate functions within investment or commercial bank . + Familiarity with applicable SEC, CFTC, ... Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the...management and validation testing efforts. + Understand how the Bank 's risk appetite and risk culture should be considered… more
- Scotiabank (Dallas, TX)
- …Markets** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America, ... bridge to this key global market for trade and investment flows across the Americas and the world. Global...leads, first line of defense (1LOD), Regulatory Relations, Internal Audit , and the Enterprise Technology Risk Management team. Together,… more
- Comerica (Frisco, TX)
- …individual security and product type analysis utilized to formulate investment strategy, purchases and sales of multimillion-dollar securities, internal, external, ... portfolio maintenance on various software systems. Responsible for identifying new investment opportunities and assisting in the formulation of Comerica's … more
- Citigroup (Irving, TX)
- …worth through Citigold/Citigold Private Clients, Wealth at Work and Citi Private Bank . These products and services include investment products and services, ... and assessments of Citi's risk and control environments in coordination with the Audit team. The overall objective is to utilize in-depth subject matter expertise to… more