- Mizuho Corporate Bank (New York, NY)
- SUMMARYManage and maintain a robust audit program and risk management framework, including leading and delivering the timely execution of audits and special projects ... for the role include but are not limited to audit of credit risks in banking and trading portfolio....Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
- Mizuho Corporate Bank (New York, NY)
- Summary Develop and execute a robust audit program of Mizuho's system infrastructure and cybersecurity program, including leading all aspects of the audit cycle ... of the Vice President or Director, execute a robust audit program including performing the timely execution of ...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... details for this role. **Job Description:** **Position:** Director, Corporate & Investment Banking Oversight, US FCRM TDS Business Oversight **Reports to:** AVP,… more
- US Bank (Hackensack, NJ)
- At US Bank , we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the ... to life, and each person is unique in their potential. A career with US Bank gives you a wide, ever-growing range of opportunities to discover what makes you thrive… more
- M&T Bank (Baltimore, MD)
- …Manage the first line of defense risk management responsibilities of the Investment Bank and Institutional Broker-Dealer in accordance with the Enterprise ... a minimum of 7 years' relevant work experience **Education and Experience Preferred:** Investment bank risk experience, FINRA and SCC knowledge \#LI-LP1 M&T … more
- Mizuho Corporate Bank (New York, NY)
- …Dept. (ALCD) exceptions for new onboarding remediation + Adhere to internal audit requirements + Recommend and assist in requirements for efficiencies where needed ... industry codes (for example SIC/Sector Codes) + Familiarity with Investment Advisor Public Disclosure and Edgar sites, along with...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
- Regions Bank (Hoover, AL)
- …the careers section of the system. **Job Description:** At Regions, the Investment Operations Manager plays a critical role in overseeing day-to-day operations that ... support the execution of investment strategies and enables delivery of exceptional client service....Exchange Commission (SEC), and internal policies; maintains records and audit procedures in line with Series 24 supervisory responsibilities… more
- M&T Bank (Radnor, PA)
- …adherence to business requirements and Corporate Technology standards. Ensure the Bank process and documentation is followed to ensure adherence to Corporate ... + Promote an environment that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of… more
- Scotiabank (Dallas, TX)
- … staff training shortfalls, audit focus priorities, and emerging risks to the Bank . + Supporting the GBM&T Audit COO Director and Senior Manager in the ... Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the...audit universe, key areas of risk to the Bank , and the Bank 's various banking activities… more
- Scotiabank (Dallas, TX)
- IT Audit Senior Manager, Cyber **Requisition ID:** 232906 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range shown is a guideline only. ... Markets** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America,… more