- TD Bank (New York, NY)
- …this role. **Job Description:** Our TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team to ... the effectiveness of the firm's surveillance framework across trade and communications monitoring. The incumbent will report to the Director of Surveillance… more
- Nelnet (Lincoln, NE)
- …**EXPERIENCE:** Five+ years of experience in structured finance across a banking , capital markets or investment capacity. **COMPETENCIES - ... Nelnet (NYSE:NNI) is a diversified company with primary businesses being investment management, loan servicing, payments, and technology including a large servicing… more
- Bank of America (New York, NY)
- …background and experience with financial modeling in either sell-side research or healthcare investment banking . He or she will work alongside the Senior Analyst ... Associate or VP - Equity Research, Large Cap Biotech New...candidate would have 2+ years of experience in Therapeutics investment banking , large cap biotech equity research… more
- TD Bank (New York, NY)
- …the Global Surveillance Team is responsible for conducting surveillance of communications and trading as it relates the market manipulation, collusion and ... other prohibited trading practices. **Job Details:** We are seeking an experienced VP -level Quantitative Analyst to focus on the development and tuning of… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance ... platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding of financial product rules… more
- Truist (Charlotte, NC)
- …7, 63 3. 7-10 years of related work experience 4. In-depth knowledge of investment banking , market, industry sector and/or financial products 5. Advanced skills ... will let you see your application status and any communications . If you already have a profile with us,...functions to deliver solutions to commercial and middle market banking and wealth lines of business, commercial real estate,… more
- Minnesota State (Brooklyn, MN)
- …budget planning information, fiscal management reports, and strategic financial analysis to the President , Vice President for Finance and Operations, and ... behalf regarding budget, contract, and fiscal matters in the absence of the Vice President of Finance and Operations and strategically representing the college… more
- Federal Reserve Bank (Newark, NJ)
- …Federal Reserve Bank of Atlanta + OEB Senior Leadership Team (Senior Vice President of Health and Welfare Communications , Senior Vice President ... Bank is a vital component of the nation's central banking system which is responsible for promoting the stability...and OEB Chief Counsel, Senior Vice President and Chief Investment Officer, Senior … more
- SMBC (New York, NY)
- …of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It ... Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The...to its employees. **Role Description** SMBC is seeking a Vice President to lead the ongoing enhancement… more
- TD Bank (New York, NY)
- …role. **Job Description:** The TD Securities US Compliance team is looking for Vice President candidates to join the trade surveillance team, specializing in ... Foreign Exchange and Commodities, Equities Options and Futures. The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice,… more