- First National Bank of Omaha (Minneapolis, MN)
- …is responsible for additional job duties as maybe assigned by the Co-Heads of Investment Banking and the Company . **The Ideal Candidate for This Role:** The ... both the Capital Markets and M&A verticals within a dynamic middle-market investment bank. This role requires strong financial modeling capabilities, deal execution… more
- MUFG (Charlotte, NC)
- …have been convicted of, or received a pretrial diversion for, certain offenses. ** Company Details** + Industry: Investment Banking + Headquarters Location: 11755 ... retention rates in the industry. Intrepid is a specialty investment bank and provides M&A, capital raising and strategic...help our clients win big. We believe that every company has an entrepreneurial passion that drives it and… more
- Siebert Williams Shank (New York, NY)
- …support senior bankers in business development efforts. SWS is a full-service investment banking and financial services company dual-headquartered in New York ... or the "Firm") is conducting a search for experienced Investment Banking candidates for Vice President to join its...Only candidates with relevant prior experience in public finance investment banking or municipal advisory will be considered. At… more
- Siebert Williams Shank (Chicago, IL)
- … banking services to clients in the public sector. SWS is a full-service investment banking and financial services company dual-headquartered in New York and ... & Co., LLC ("SWS" or the "Firm") is conducting a search for an experienced Investment Banking Analyst to join its Infrastructure and Public team and work hybrid (4… more
- City National Bank (Jersey City, NJ)
- …and regulatory issues relating to the Investment Advisors Act of 1940, the Investment Company Act of 1940, the Securities Acts, CFTC, and FINRA regulations. ... wealth management operations and subsidiaries. Substantial expertise in advising registered investment advisers and broker-dealers is essential as is the ability to… more
- Neuberger Berman (New York, NY)
- …law firm + JD Required + Working knowledge of Investment Advisers Act of 1940, Investment Company Act of 1940 and the 1933 and 1934 Acts and ERISA rules + ... a leading asset manager that is seeking a Private Equity/ Investment Management Attorney to provide advice, support and research...are allocable to a particular employee remains in the Company 's sole discretion unless and until paid and may… more
- Deloitte (Mclean, VA)
- …when necessary; perform a high-level of tax research and work on regulated investment company (RIC) tax work papers, financial statement provisions and related ... you a leader, passionate about financial products and understand regulated investment companies, Subchapter M, section 4982 excise calculations, and tax compliance.?… more
- Securities and Exchange Commission (Washington, DC)
- …to the Division of Enforcement on investigations that involve potential violations of the Investment Company Act and the Investment Advisers Act, or that ... legal and interpretive guidance on enforcement matters involving the Investment Advisers Act and Investment Company...matters involving the Investment Advisers Act and Investment Company Act, including recommendations to the… more
- Thrivent Financial (Minneapolis, MN)
- …that all aspects of Investments are in compliance with associated regulation (eg SEC, IA/IC - Investment Advisor & Investment Company Acts, MN, NY & WI state ... routine and ad hoc reporting to various audiences including Investment division committees and the Mutual Fund Board of...Off each year; Sick and Safe Time; 10 paid company holidays; Volunteer Time Off; paid parental leave; EAP;… more
- Deloitte (Miami, FL)
- …and their affiliates; and perform detail-level reviews of tax research, regulated investment company (RIC) tax work papers, financial statement provisions and ... Mutual funds-Are you passionate about financial products and understand regulated investment companies, Subchapter M, section 4982 excise calculations, and tax… more