- SMBC (New York, NY)
- …+ Fund compliance experience (public and private). + Strong working knowledge of the Investment Company Act of 1940 and registered funds. + Working knowledge of ... Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is one of the...Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal… more
- JPMorgan Chase (New York, NY)
- …a law firm or investment management firm. + Expertise in the Investment Company Act of 1940. + Strong leadership, analytical, and problem-solving skills. ... Are you an experienced attorney with a passion for investment management? Join our dynamic team at JPMorgan Asset...a high value on diversity and inclusion at our company . We do not discriminate on the basis of… more
- The Hartford (Hartford, CT)
- …HIMCO Business Operations? This is a great opportunity to join a growing investment management company with affiliate and third-party assets under management. In ... types of fixed income, equity, derivative and alternative assets. About HIMCO Hartford Investment Management Company (HIMCO) has been providing investment … more
- Bank of America (Charlotte, NC)
- …(eg, Stable Value), including performance attribution, portfolio management team and the investment management company . + Oversee assigned investment ... Plan Investments - Portfolio Manager Charlotte, North Carolina **Job Description:** This investment management role is part of the Retirement Plans Investments (RPI)… more
- The Hartford (Hartford, CT)
- …HIMCO Business Operations? This is a great opportunity to join a growing investment management company with affiliate and third-party assets under management. In ... types of fixed income, equity, derivative and alternative assets. About HIMCO Hartford Investment Management Company (HIMCO) has been providing investment … more
- Manulife (Boston, MA)
- …and monitoring experience of securities laws and regulations - such as Advisers Act, Investment Company Act, NI 81-102 and UCITS **_When you join our team:_** ... The Investment Compliance team is seeking looking for a...The position plays a critical role ensuring that the Company has an appropriate global model in place for… more
- Manulife (Boston, MA)
- …that underwrite and distribute several John Hancock securities related products including investment company offerings, 529 College Savings Plan and variable ... must have extensive knowledge and understanding of broker dealer securities regulation ( investment adviser/ investment company a plus) and broker dealer… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …skills obtained through education and experience, to develop and execute comprehensive investment strategies that align with the trust company 's goals, ... **Knowledge, Skills, and Abilities** **Knowledge of** + Extensive experience in investment management, particularly within the trust company environment. +… more
- Neuberger Berman (New York, NY)
- …and asset management business, including the Investment Advisers Act, FINRA rules, Investment Company Act, Securities Act, and ERISA, and serve as the lead ... are allocable to a particular employee remains in the Company 's sole discretion unless and until paid and may...in 1939, Neuberger Berman is a private, independent, employee-owned investment manager. From offices in 39 cities worldwide, the… more
- PNC (Cleveland, OH)
- …employees feel respected, valued and have an opportunity to contribute to the company 's success. As an Investment Manager/Portfolio Research Specialist - Defined ... Contribution Plans within PNC's Asset Management Group Investment Office organization, you will be based in Pittsburgh,...manager's discretion. This position works as part of an investment service team in the AMG Investment … more