- NYU Rory Meyers College of Nursing (New York, NY)
- …related field.Required Experience:1+ years relevant experience, including experience at an investment company , bank, endowment, foundation, investment ... Position Summary The Investment Analyst will work closely with the ...funds). Additional Information In compliance with NYC's Pay Transparency Act , the annual base salary range for this position… more
- City National Bank (Los Angeles, CA)
- …a proactive commitment to established Bank programs, such as Customer First, Community Reinvestment Act (CRA), and Affirmative Action. *Must-Have** * Two ... Delaware, Las Vegas, Washington DC and Miami.* In addition, the company and its investment affiliates manage or administer $96.83 billion in client investment… more
- City National Bank (Los Angeles, CA)
- …regulatory issues relating to the Investment Advisors Act of 1940, the Investment Company Act of 1940, the Securities Acts, CFTC, and FINRA ... to ensure regulatory compliance. * Experience advising on Employee Retirement Income Security Act (ERISA) qualified investment advisory accounts is a plus. *… more
- Regions Bank (Birmingham, AL)
- …+ Manages $325mm+ equity investment portfolios including Small Business Investment Company ("SBIC") Funds, Fintech Venture Funds, Direct Fintech Equity ... for the deployment of capital and the management of the Bank and Holding Company 's equity investment strategies including Small Business Investment Portfolio… more
- Atlantic Health System (Morris Plains, NJ)
- Job Title: Manager - Accounting/Payroll Location: Morris Plains, NJ Company : Atlantic Health System - AHS Investment Corp Job Description: Atlantic Health ... and others. + Eagle Ambulance - a private ambulance company . + Joint Ventures - Investment interests...Insurance Note: In Compliance with the NJ Pay Transparency Act (effective Sunday, June 1, 2025), all job postings… more
- Neuberger Berman (New York, NY)
- …law firm + Working knowledge of the Investment Advisers Act of 1940, Investment Company Act of 1940, Securities Act of 1933, Securities Exchange ... Neuberger Berman is a leading asset manager seeking an Investment Management Attorney to provide advice and support on...are allocable to a particular employee remains in the Company 's sole discretion unless and until paid and may… more
- Harding Loevner LP (Bridgewater, NJ)
- …the Harding, Loevner Funds, Inc., an investment company registered under the Investment Company Act of 1940; Harding Loevner Funds plc, an Irish ... a minimum of five (5) years of experience in one or more of the following: the Investment Company Act of 1940, the Investment Advisers Act of 1940,… more
- Neuberger Berman (New York, NY)
- …+ JD Required + Working knowledge of Investment Advisers Act of 1940, Investment Company Act of 1940 and the 1933 and 1934 Acts and ERISA rules + ... a leading asset manager that is seeking a Private Equity/ Investment Management Attorney to provide advice, support and research...are allocable to a particular employee remains in the Company 's sole discretion unless and until paid and may… more
- US Bank (Cincinnati, OH)
- …reporting to RCA Manager, will assist in providing oversight of the Company 's Retail Nondeposit Investment Product (RNDIP) program. This position will ... to coordinating projects and other activities that help ensure the Company 's compliance with applicable RNDIP policies, procedures, regulations and guidance. This… more
- Wellington (Boston, MA)
- … funds as well as for funds in Cayman and Bermuda. * Ensure compliance with the Investment Company Act of 1940 and other relevant regulations. * Maintain and ... **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our … more