- Manulife (New York, NY)
- …a business development company , and future private markets funds regulated under the Investment Company Act of 1940 (the "RICs"). The RICs currently ... the firm's SEC 17(d) co- investment exemptive order, and Investment Company Act requirements. + Prepare quarterly and annual compliance-related… more
- Manulife (New York, NY)
- …a business development company , and future private markets funds regulated under the Investment Company Act of 1940 (the "RICs"). The RICs currently ... the firm's SEC 17(d) co- investment exemptive order, and Investment Company Act requirements. + Prepare quarterly and annual compliance-related… more
- Aflac (New York, NY)
- …Overall Responsibilities: + Working knowledge of the Investment Advisers Act of 1940, Investment Company Act of 1940, Securities Act of 1933 and ... VP, Investment Compliance Manager The Company : Aflac...Chance Ordinance, and the New York City Fair Chance Act . Applicants with criminal histories are encouraged to apply.… more
- City National Bank (Los Angeles, CA)
- … DEVELOPMENT INVESTMENT OFFICER * WHAT IS THE OPPORTUNITY? Supporting Community Reinvestment Act ("CRA") investments include private equity participation in ... in the Affordable Housing Investors Council. * Small Business Investment Company (SBIC) * Support in the...a sales and marketing environment. * Practical understanding of Community Reinvestment Act including recent event participation.… more
- JPMorgan Chase (Jersey City, NJ)
- …areas of the law. **Preferred Qualifications, Capabilities, and Skills:** + Experience with the Investment Company Act of 1940 and/or Part 9 bank fiduciary. ... with in-house counsel registration rules. + Knowledge of the Investment Advisers Act of 1940 and relevant...a high value on diversity and inclusion at our company . We do not discriminate on the basis of… more
- JPMorgan Chase (New York, NY)
- …Capabilities and Skills:** + Experience as Chief Compliance Officer of a registered investment company . + Subject matter expertise in private equity or private ... investment companies, particularly closed-end interval or tender-offer funds, and the Investment Advisers Act of 1940. + Experience serving in a designated… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …field. Required Experience: 1+ years relevant experience, including experience at an investment company , bank, endowment, foundation, investment office, or ... Position Summary The Investment Analyst will work closely with the ...funds). Additional Information In compliance with NYC's Pay Transparency Act , the annual base salary range for this position… more
- Aflac (GA)
- AVP, Ventures Strategic Investment Manager The Company : Aflac Incorporated The Location: GA, US GA, US The Division: Global Investment Job Id: 7743 Assistant ... Global Ventures is a $400M fund in committed capital to pursue investment opportunities, sponsor proof-of-concept contracts directly with Aflac Business Units, and… more
- MUFG (Charlotte, NC)
- …have been convicted of, or received a pretrial diversion for, certain offenses. ** Company Details** + Industry: Investment Banking + Headquarters Location: 11755 ... retention rates in the industry. Intrepid is a specialty investment bank and provides M&A, capital raising and strategic...help our clients win big. We believe that every company has an entrepreneurial passion that drives it and… more
- City National Bank (Jersey City, NJ)
- …regulatory issues relating to the Investment Advisors Act of 1940, the Investment Company Act of 1940, the Securities Acts, CFTC, and FINRA ... to ensure regulatory compliance. * Experience advising on Employee Retirement Income Security Act (ERISA) qualified investment advisory accounts is a plus. *… more