• Securities Services Attorney - Assistant Vice…

    JPMorgan Chase (Chicago, IL)
    …legal services to operationally intensive businesses + Familiarity with the US securities laws, Investment Company Act of 1940, Investment Advisers ... and American Depositary Receipts, within the firm's Commercial & Investment Bank. You would be a good candidate for...a high value on diversity and inclusion at our company . We do not discriminate on the basis of… more
    JPMorgan Chase (05/03/25)
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  • Associate I - Global Fund Services Operations…

    JPMorgan Chase (Boston, MA)
    …To be successful, you must have a strong sense of ownership and understanding of Investment Company Act of 1940 deliverables, and a working knowledge of ... JP Morgan's Corporate & Investment Bank is a global leader across banking,...a high value on diversity and inclusion at our company . We do not discriminate on the basis of… more
    JPMorgan Chase (04/12/25)
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  • Attorney-Equity Derivatives

    Bank of America (New York, NY)
    …Experience and knowledge of securities and OTC derivatives laws/rules (including 1933 Act , 1934 Act , Investment Company Act , Investment Advisers ... Qualifications:** + Familiarity with the US bank regulatory structure (Bank Holding Company Act , National Bank Act and the respective regulators) + Ability… more
    Bank of America (04/02/25)
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  • Managing Legal Counsel - '40 Act

    T. Rowe Price (Owings Mills, MD)
    …legal advice based on experience and research of mutual funds and ETFs, the Investment Advisers/ Company Act of 1940, and related regulations and practices ... with more than 85 years of experience, we provide investment solutions and a broad range of equity, fixed...to create real impact at work and in your community . Y ou'll enjoy resources to support your career… more
    T. Rowe Price (04/05/25)
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  • Paralegal 1

    JE Dunn Construction Company (Kansas City, MO)
    …transaction, etc. + Assist with review, execution and implementation of private investment transactions + Assistance with company 's entity management; including ... etc. + Litigation management for claims arising from the Company 's investment activities **Key Role Responsibilities -...Office - Intermediate + Ability to maintain confidentiality and act ethically in all matters + Ability to perform… more
    JE Dunn Construction Company (05/09/25)
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  • Trust Portfolio Manager

    Umpqua Bank (Walnut Creek, CA)
    …confines of established policies and regulations. + Assist in the management of the company 's investment process. + Perform a variety of written and verbal ... Trust Portfolio Manager provides expertise in the management of trust and investment relationships, utilizing effective investment solutions that maximize the… more
    Umpqua Bank (05/14/25)
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  • Warehouse Attendant - Materials Management

    Kinder Morgan (Birmingham, AL)
    …Morgan. + Act as a liaison between the Business Unit and the Investment Recovery Company . + Work with internal and external customers to achieve annual ... vehicle, and equipment. + Maintain up-to-date safety certifications as required by company (forklift certification, Smith driving). + Turn off and secure or lock… more
    Kinder Morgan (05/15/25)
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  • Compliance Specialist

    Manulife (Boston, MA)
    …must have a base knowledge and understanding of broker-dealer securities regulation ( investment adviser/ investment company a plus) and broker-dealer ... broker dealer's electronic communications regulatory archive system, Global Relay. Act as a subject matter authority on correspondence content...a strong ethical compass that is aligned with the company 's values. + Displays a desire to learn and… more
    Manulife (05/10/25)
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  • Financial Administration Manager

    Robert Half Finance & Accounting (Richmond, VA)
    …ability to manage multiple projects and deadlines simultaneously. * Familiarity with the Investment Company Act and regulatory filing processes. * Knowledge ... of fund accounting and the investment management industry is preferred. * Excellent written and...contract/temporary professionals are also eligible to enroll in our company 401(k) plan. Visit roberthalf.gobenefits.net for more information. (C)… more
    Robert Half Finance & Accounting (04/25/25)
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  • Portfolio Management Analytics Analyst -or-…

    Affinius Capital (San Antonio, TX)
    …sensitivities and scenarios** as required. + **Define, publish, and reconcile the company 's investment population,** adjusting for new and sold investments as ... data in our files, including, but not limited to, the California Consumer Privacy Act (the "CCPA"). The Company 's privacy policy and contact information for… more
    Affinius Capital (03/29/25)
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