- Columbia Bank (Portland, OR)
- …confines of established policies and regulations. + Assist in the management of the company 's investment process and strategic thinking. + Perform a variety of ... Trust Portfolio Manager provides expertise in the management of trust and investment relationships, utilizing effective investment solutions that maximize the… more
- Manulife (Boston, MA)
- …mission to affect compliance with federal securities laws applicable to John Hancock Investment Company products, the John Hancock Group of Funds Complex, and ... of auditing, compliance, portfolio accounting or other relevant regulatory or investment company experience **Preferred Qualifications:** + Project Management… more
- US Bank (Oshkosh, WI)
- …and our clients. + Testing portfolio compliance to ensure fund adherence to the Investment Company Act of 1940, stated prospectus limitations and internal ... a mutual fund, exchange-traded fund, closed end fund and/or business development company client. In Mutual Fund Administration, we value clients first and employees… more
- BlackRock (New York, NY)
- …department of a leading financial services firm is a plus. Strong familiarity with the Investment Company Act of 1940 and registered funds generally is ... to join BlackRock's US Legal team, focusing on 1940 Act -regulated funds engaged in alternative strategies-such as private credit...This mission would not be possible without our smartest investment - the one we make in our employees.… more
- Lincoln Financial (Trenton, NJ)
- …in good standing is required Experience + Experience with Securities Act of 1933 and Investment Company Act of 1940 + Minimum of 10+ years' experience as ... and proactive manner to internal key senior stakeholders + Act as a "thought leader" who will be sought...preferably either at a law firm or financial services company + Experience with the tax treatment … more
- S&P Global (New York, NY)
- …& Stewardship** ** Act as the primary owner for private market investment datasets (fund, company , asset-level) across the data lifecycle.** **Define, ... decision-making.** **Own the** **private market data pipeline** **that powers investment analytics, portfolio monitoring, and strategic decision-making.** **Develop deep… more
- Robert Half Finance & Accounting (Boston, MA)
- …management firm. Expertise in securities regulations (Securities Acts of 1933 and 1934; Investment Advisers/ Company Act of 1940). Strong project management, ... the Guideline Monitoring team's work and engage as a trusted resource for investment and trading staff. ✔ Develop, implement, and test policies and procedures to… more
- Bank of America (Palm Beach Gardens, FL)
- … management philosophy through the development of portfolio strategy, and leading a sound investment management process. Would act as team CIO, leading the ... Private Wealth Senior Investment Manager (FP) Palm Beach Gardens, Florida **To...perspectives, ideas and experiences, helping to create a work community that is culture driven, resilient, results focused and… more
- Bank of America (San Antonio, TX)
- …deliver holistic investment solutions. This position is subject to SAFE Act registration requirements. Pursuant to the SAFE Act requirements, all employees ... Investment Management Specialist San Antonio, Texas **To proceed...perspectives, ideas and experiences, helping to create a work community that is culture driven, resilient, results focused and… more
- NBT Bank (Albany, NY)
- …allocation, sector weightings and security composition in accordance with account investment objectives. Monitors portfolios of accounts and makes adjustments as ... needed. Prepares investment proposals for a new business accounts and maintains...a team player when interacting with departmental, divisional and company peers. + 5% Assist in monitoring the organization's… more