- JPMorgan Chase (Chicago, IL)
- …protecting the rights of individuals under the Americans with Disabilities Act (ADA) and safeguarding elder and vulnerable populations from financial exploitation. ... Capabilities, and Skills:** + JD or educational equivalent, with compliance with relevant attorney licensing requirements. + Minimum of five (5) years of legal or… more
- Lincoln Financial (Radnor, PA)
- …of work related to proxy statements for meetings of shareholders and 1934 Act filings such as Annual/Quarterly Reports on Forms 10-K/10-Q, current reports on Form ... Section 16 reporting obligations; securities offerings under the 1933 Act ; earnings releases and related materials; equity plan matters;...13 and Section 16 filings on behalf of the Company and its executive officers and directors * Perform… more
- T. Rowe Price (Owings Mills, MD)
- …legal advice based on experience and research of mutual funds and ETFs, the Investment Advisers/ Company Act of 1940, and related regulations and practices ... with more than 85 years of experience, we provide investment solutions and a broad range of equity, fixed...to create real impact at work and in your community . Y ou'll enjoy resources to support your career… more
- Robert Half Legal (Dallas, TX)
- …Requirements Commercial Contracts, Contract Negotiations, Corporate Law, Draft Contracts, Licensed Attorney , Juris Doctor, Banking & Finance Law, Investment ... with legal and regulatory matters relating to the firm's investment banking activities, including M& A, capital markets, restructuring...* 4-8 years of legal experience as a practicing attorney , preferably as a full-time attorney in… more
- Neuberger Berman (New York, NY)
- …firm + JD Required + Working knowledge of Investment Advisers Act of 1940, Investment Company Act of 1940 and the 1933 and 1934 Acts and ERISA rules ... a leading asset manager that is seeking a Private Equity/ Investment Management Attorney to provide advice, support...are allocable to a particular employee remains in the Company 's sole discretion unless and until paid and may… more
- Abbott (Santa Clara, CA)
- …a full life. You'll also have access to: + Career development with an international company where you can grow the career you dream of. + Employees can qualify for ... free medical coverage in our Health Investment Plan (HIP) PPO medical plan in the next...convenient path to getting a bachelor's degree. + A company recognized as a great place to work in… more
- Abbott (Pleasanton, CA)
- …a full life. You'll also have access to: + Career development with an international company where you can grow the career you dream of. + Employees can qualify for ... free medical coverage in our Health Investment Plan (HIP) PPO medical plan in the next...convenient path to getting a bachelor's degree. + A company recognized as a great place to work in… more
- Securities and Exchange Commission (Philadelphia, PA)
- …is seeking to fill the position of Associate Director in the Office of Investment Advisers and Investment Company Examinations (IA/IC). This position is ... matters. Serving as an agency authority on examinations, particularly of investment advisers and investment companies. Requirements Conditions of Employment… more
- Edward Jones (St. Louis, MO)
- …clients are on track to meet their financial goals. The Edward Jones Trust Company provides a full range of trust, investment management, and custody services ... compliance with trust terms and applicable standards. + Serve on key Trust Company committee(s), contributing to decisions that impact client accounts and Trust … more
- DoorDash (New York, NY)
- …to Diversity and Inclusion We're committed to growing and empowering a more inclusive community within our company , industry, and cities. That's why we hire and ... legal team has built a strong reputation within the company for the confident, supportive approach to our style...transactions and integration, as well as other corporate and investment transactions, and you will also provide advice and… more