- NYL - Matthews (Charlotte, NC)
- …are not limited to, applicable FINRA general securities, agent state law, investment advisory licenses, compliance history, production standards, and required ... life insurance, annuities, long-term care insurance, disability income insurance, and investment products such as mutual funds1 through our broker-dealer arm, NYLIFE… more
- Northwestern Mutual (Franklin, WI)
- …advanced trading knowledge with analytical insight to deliver exceptional service and optimize investment outcomes. Find out if this opportunity is a good fit by ... & Relationship Management Provide consultative guidance on trading strategies and investment solutions tailored to client objectives.Act as a trusted resource for… more
- Usaa (Colorado Springs, CO)
- …channels. Works with Product Owners, Process Owners, Experience Owners, and Compliance stakeholders to evaluate products, advice, and solutions to develop and ... income solutions, life and health insurance products, long term care, investment products and related topics. Identifies opportunities to enhance product and… more
- Usaa (San Antonio, TX)
- …spend, headcount, and program costsand provide insights that inform investment decisions, trade-offs, and resource allocations. Experience inmanaging affiliate and ... agreements, including monitoring service delivery, tracking spend-to-contract, and ensuring compliance with agreed-upon terms. Proven success inpartnering across Learning… more
- Usaa (Charlotte, NC)
- …and assists with contract negotiations, proof of concepts, and return on investment contract surveys. Collaborates with Marketing and Corporate Affairs partners to ... effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. What you have: Bachelor's degree; OR 4… more
- Northwestern Mutual (Franklin, WI)
- …customer service experience with proven customer service skills Advanced understanding of Investment or Income markets or products (ie VA, VL, VUL Retirement or ... Intermediate, Case Management (NM) - Intermediate, Teamwork (NM) - Intermediate, Compliance (NM) - Intermediate, Field Relations (NM) - Intermediate, Analytical… more
- Staples, Inc. (Framingham, MA)
- …you'll be doing: * Partner with endemic vendors & agency/third parties to secure investment in Staples Media Network * Own the long-tail vendor and agency sales ... needs. * Work closely with internal teams to ensure campaign consistency and compliance . * Participate in strategic planning sessions to evolve RMN offerings and… more
- Rutland Regional Medical Center (Rutland, VT)
- …ensure the accuracy and timeliness of financial reporting, and maintain compliance with Generally Accepted Accounting Principles (GAAP), federal and state ... position will hold a supporting role within the board finance, investment , and audit committee. A strong understanding of healthcare reimbursement methodologies,… more
- CalSTRS (Sacramento, CA)
- Job Posting: Investment Officer III, Investment Compliance State Teachers' Retirement System JC-501517 - Investment Officer III, Investment ... to work as an Investment Officer III (IO III) on the Investment Compliance team. CalSTRS Investment Performance & Compliance team is comprised… more
- Aflac (New York, NY)
- 2026 Summer Global Investments Intern- Investment Compliance The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global ... Program Overview + The summer internship is anintensive 10-week virtual programwithin the Investment Compliance team, a team responsible for working with teams… more
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