- T. Rowe Price (Baltimore, MD)
- …g row and make a difference in ways that matter to you . Role Summary Investment Compliance is a dynamic team within Global Investment Operations. The team ... and asset management. The ideal candidate will lead two functions within Investment Compliance , overseeing the Implementation and Monitoring teams. The… more
- Aflac (New York, NY)
- VP, Investment Compliance Manager The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: 8034 ... Japan FSA, CIMA, BMA, and US CFTC developments. + Provide research on investment compliance related issues. + Provide guidance on permissible investment and… more
- T. Rowe Price (Baltimore, MD)
- …make a difference in ways that matter to you . About this Position Investment Compliance is a dedicated function supporting global asset management processes by ... existing accounts, and programming of all restrictions into the firm's investment compliance monitoring system, Charles River. We are committed to continuous… more
- Iowa Department of Administrative Services (Des Moines, IA)
- … Investment Officer - Complianceto play a critical role in overseeing investment compliance within ourRisk Management and Compliance Division. As ... an authoritative expert in internal and external investment compliance , you'll help protect IPERS' assets and ensure investments align with federal and state… more
- TD Bank (New York, NY)
- … Advisory to join our team in NYC. The ideal candidate must have compliance experience in the investment banking space, preferably in an advisory capacity. ... The Vice President will assist in the management of the firms compliance program supporting all corporate investment banking Functions including Debt and Equity… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer in Corporate and Investment Banking (CIB) Compliance to lead various topics across CIB ... Compliance . The Lead Compliance Officer will be responsible for managing topics across regions and asset classes, while collaborating with stakeholders to ensure… more
- RGP (Springfield, MA)
- …The team is also responsible for coordinating the department's strategic initiatives, Investment Compliance , Investment Due Diligence, Reporting, Manager ... skilled and dynamic Market Data Lead to join their Investment Management Data Strategy and Governance Team. The Market...Market Data Lead will report to the Head of Investment Data Strategy and Governance and be responsible for… more
- Regions Bank (Hoover, AL)
- …risk management to ensure that systems and processes are in place for investment compliance needs + Leads recruitment, onboarding, and training initiatives to ... investment products, portfolio management, financial planning, and regulatory compliance **Skills and Competencies** + Excellent communication, analytical, and… more
- Deloitte (Detroit, MI)
- …team, you will: + Maintain and develop strong client relationships on various investment compliance and consulting engagements within the insurance and financial ... be part of a group that sets the standard for investment management tax technology and provides tax compliance and consulting services to a variety of clients in… more
- City of New York (New York, NY)
- …data feeds, and internal databases. Cross-Functional Collaboration: - Coordinate with investment , operations, compliance , and external service providers to ... of Asset Management is responsible for oversight of the investment portfolios of the five New York City pension...the Bureau of Asset Management is to achieve exceptional investment outcomes for all stakeholders; to deliver outstanding support… more