- Truist (Dallas, TX)
- …and maintaining a strong culture of risk management and compliance , delivering our Purpose-Driven Wealth Experience, and driving advisor retention/recruiting ... close partnerships with the local Support leadership team, LOB Risk Organization, Compliance , HR and Operations to further the effectiveness and performance of the… more
- JPMorgan Chase (New York, NY)
- Unlock your potential and dive deep into market analytics and product compliance . Harness your expertise to build pivotal relationships, identify areas of ... planned budget + Prepare and submit budget forecasts, accruals, ensuring compliance with deadlines, liaising with Planning & Analysis throughout approval process… more
- Citigroup (Arlington Heights, IL)
- …client profiling and suitability assessments + Make securities recommendations and provide investment advice to clients through a select number of solutions using ... referral leads. + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/AML and other compliance norms… more
- ICF (Sacramento, CA)
- …and report writing for archaeology studies and developing and implementing regulatory compliance solutions in support of our clients' compliance with the ... technical and regulatory knowledge + Manage projects related to environmental compliance and cultural resource management, including client contact, task order… more
- Emory Healthcare/Emory University (Atlanta, GA)
- …executive management regarding endowment results. + Collaborates closely with Emory Investment Management to ensure operational targets and reporting are coordinated ... and forecast activities. + Interacts with Office of General Counsel, Emory Investment Management, the Controller, chief business officers in schools/units and senior… more
- Nanobiosym, Inc. (Cambridge, MA)
- …and corporate strategy. This individual must have a proven track record in investment banking, Wall Street finance, Big 4 audit, and executive-level leadership at ... including IPO readiness, secondary offerings, and private placements. + Public Company Compliance & Reporting: Oversee SEC filings, SOX compliance , and financial… more
- TECO Energy (Tampa, FL)
- …excellent analytical skills, and experience in the utility industry. Ensures compliance with regulatory filings, including testimony, rate cases, and compliance ... key stakeholders and Emera Investor Relations in support of credit and investment analyst requests. Perform research on industry and competitor trends, benchmark our… more
- PNC (San Antonio, TX)
- …Public Finance organization will be a producing banker and also help to lead investment banking efforts for PNC's Capital Markets in Texas. This is a player/coach ... revenue goals. Preferred qualifications include: -High performing, experienced public finance investment banker with a proven track record of proactive calling and… more
- JPMorgan Chase (Chicago, IL)
- Bring your expertise to JPMorganChase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...Appraisal Lead - Vice President on the Commercial and Investment Bank (CIB) Real Estate Team, you will administer… more
- Mizuho Corporate Bank (New York, NY)
- …data. + Define the access controls, supporting data users, and ensuring compliance with Data Service Agreements and regulatory standards. + Ensure that all ... standards and practices to maintain high data quality and compliance . + Analyze and interpret data: Use data insights...Mizuho Americas is a leading provider of corporate and investment banking services to clients in the US, Canada,… more