- University of Miami (Miami, FL)
- …with external parties. + Invests excess short-term and long-term cash and investment portfolios to maximize the return on investment while maintaining ... assesses the effectiveness of the internal controls within the unit and compliance with University policies and procedures. + Ensures employees are trained on… more
- T. Rowe Price (Owings Mills, MD)
- …asset management organization with more than 85 years of experience, we provide investment solutions and a broad range of equity, fixed income, and multi-asset ... advice based on experience and research of mutual funds and ETFs, the Investment Advisers/Company Act of 1940, and related regulations and practices to internal… more
- MUFG (Los Angeles, CA)
- …the credit risk management function within GCIB (Global Corporate & Investment Bank) and more specifically the Entertainment Finance Industry Vertical. Entertainment ... new bank debt transactions according to established policies and guidelines for non- investment grade clients and prospects + Manage a portfolio of corporate and… more
- First National Bank of Omaha (Omaha, NE)
- …products, services, processes, and third parties. + Execute and coordinate compliance related projects. Steps included in each project may include reading ... implement and execute controls (directive, preventative, detective) to ensure compliance with regulatory requirements to support change management, innovation and… more
- Wells Fargo (San Francisco, CA)
- …to join the Macro Common Services team within Commercial and Corporate & Investment Banking Technology (CCIBT). As a key individual contributor on the Calypso ... trade lifecycle management, accounting, settlement, confirmations, and regulatory and compliance reporting. Success in this role requires strong technical expertise,… more
- Duke Energy (Charlotte, NC)
- …Provides technical support to enhance, improves, and assures Supply Chain's compliance with Corporate, Industry, and regulatory guidelines are maintained. Provide ... and managers from Supply Chain, Nuclear Generation, T&D, Fossil/Hydro, Training, Compliance , etc. to identify issues and develop efficient resolutions. Individuals… more
- Wells Fargo (St. Louis, MO)
- …Control Associate Manager to join our Centralized Supervision Unit within Wealth & Investment Management. Learn more about the career areas and lines of business at ... + Monitor progress to ensure timely completion, quality and compliance in all regulatory and firm policies + Implement...to day functionality operations + Make day to day compliance and supervisory decisions, resolve issues related to ensuring… more
- Wells Fargo (Beverly Hills, CA)
- …this role:** Wells Fargo is seeking a Branch Support Manager in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about our career areas ... Brokerage Support team, and Client Associates in various aspects of operations, compliance , and technology + Collaborate with the Brokerage Support Manager and other… more
- Wells Fargo (Los Angeles, CA)
- …to deliver tailored lending solutions, optimize client outcomes, and ensure compliance with regulatory standards. The Lending Director provides expert guidance on ... Wells Fargo is seeking a Lending Director within the Wealth and Investment Management division, supporting the National Sales organization. This role is ideal… more
- Lenovo (Morrisville, NC)
- …software defined infrastructure), software, solutions, and services. Lenovo's continued investment in world-changing innovation is building a more equitable, ... and Cooling (PNC) Service Engineer** to oversee water treatment and quality compliance for mission-critical data center secondary cooling water systems which support… more