- T. Rowe Price (Owings Mills, MD)
- …into Middle Office and Investment Liaisons, Performance and Analysis, Investment Compliance , Fund Administration and Tax Operations, and Fund Accounting ... with more than 85 years of experience, we provide investment solutions and a broad range of equity, fixed...that matter to you . About the Team Global Investment Operations (GIO) is a centralized team responsible for… more
- Deloitte (New York, NY)
- …team, you will: + Maintain and develop strong client relationships on various investment compliance and consulting engagements within the insurance and financial ... be part of a group that sets the standard for investment management tax technology and provides tax compliance and consulting services to a variety of clients in… more
- Raymond James Financial, Inc. (Memphis, TN)
- **Essential Duties and Responsibilities** + Oversees compliance exception reporting processes and approves corrective actions. + May coach, train, and mentor others ... Compliance associates. + May assist with the development and...+ Rules and regulations of: Securities Exchange Commission (SEC), Investment Advisers Act of 1940 and SEC regulatory environment;… more
- City of New York (New York, NY)
- …data feeds, and internal databases. Cross-Functional Collaboration: - Coordinate with investment , operations, compliance , and external service providers to ... of Asset Management is responsible for oversight of the investment portfolios of the five New York City pension...the Bureau of Asset Management is to achieve exceptional investment outcomes for all stakeholders; to deliver outstanding support… more
- Robert Half Finance & Accounting (Walnut, CA)
- …bank accounts for both Shea Ventures and the Shea family. * Ensure investment notices, compliance documents, and reporting requirements are processed efficiently ... Description We are looking for a detail-oriented Investment Accountant to join our team in Walnut,...related to private equity investments and estate planning, ensuring compliance , accuracy, and timely reporting. This position offers the… more
- Truist (Beverly Hills, CA)
- …Advisory Services, and relevant regulatory policies and procedures. + Work with Investment Managers and compliance to monitor client portfolios relative to ... of America) **Please review the following job description:** The Investment Analyst (IA) is responsible for working with ...Investment Analyst (IA) is responsible for working with Investment Managers and the Investment Advisory Group… more
- Lincoln Financial (San Juan, PR)
- …on mortgage loans and limited partnerships for existing and developing investment strategies for compliance with accounting/reporting regulations to appropriate ... opportunity. **Requisition #:** 74763 **The Role at a Glance** The Analyst, Investment Accounting Operations will provide timely and accurate more complex … more
- Truist (Dallas, TX)
- …with special projects for the Investment Managers. 9. Assist Investment Analyst with compliance exception items. Required Qualifications: The requirements ... Provides in-office client and advisor support interfacing with our affluent investment clients and centers of influence. Provide essential investment … more
- JPMorgan Chase (Jersey City, NJ)
- …meets strategic leadership. As a Vice President in our Risk Management and Compliance (RM&C) Portfolio Management & Data Insights team, you'll play a crucial role ... technology strategies with our ambitious goals and drive exceptional returns on investment . If you're passionate about technology and strategic planning, this is the… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers, and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking,… more