- Kestra Financial (Deerfield, IL)
- …and accurate manner while ensuring documentation and record keeping adheres to compliance standards + Build relationships with the personal wealth and retirement ... with our back office for new account establishment, account maintenance, and compliance + Process, submit, and service all account paperwork/requests; follow through… more
- Santander US (New York, NY)
- Associate, Counterparty Credit Risk - Corporate and Investment Banking Country: United States of America **Your Journey Starts Here:** Santander is a global leader ... harmonization and consistency of risk policies. Monitors and manages risk/exposure and compliance with the company's policies. Identifies, manages and reports on the… more
- Citigroup (New York, NY)
- The Investment Grade Trader is a senior level position responsible for overseeing a trading book and managing book risk, in coordination with the Trading team. The ... controls: + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order to ensure appropriate… more
- T. Rowe Price (Baltimore, MD)
- …asset management organization with more than 85 years of experience, we provide investment solutions and a broad range of equity, fixed income, and multi-asset ... a swift response to client needs, efficient problem resolution, contract and operational compliance , and risk mitigation. Serves as consultant to the client on how… more
- Citizens (Tarrytown, NY)
- …and research, while intimately focusing on each client's unique circumstances. The Investment Operations Sr. Manager will be responsible for effective and efficient ... Experience in developing and maintaining SharePoint sites + Knowledge of compliance and regulatory reporting requirements + Experience with business continuity… more
- Robert Half Finance & Accounting (San Francisco, CA)
- …Services is recruiting for a Senior Accounting Manager at a Thriving Real Estate Investment Firm. This is a full-time permanent role based in San Francisco with a ... statements. + Conduct quarterly property financial reviews and ensure LPA compliance . + Prepare and improve reporting for management and investors, including… more
- Robert Half Finance & Accounting (Menlo Park, CA)
- Description Jennifer Fukumae with Robert Half is partnering with a private investment firm specializing in venture capital. The team partners with innovative ... + Lead and manage all aspects of financial operations, ensuring accuracy, compliance , and alignment with organizational goals + Oversee monthly and quarterly close… more
- Citigroup (Chicago, IL)
- The Investment Relationship Officer is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new techniques and ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (Los Angeles, CA)
- The Investment Relationship Officer is a developing professional role. Deals with most problems independently and has some latitude to solve complex problems. ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Zurich NA (New York, NY)
- Alternative Investment Management - Operations Internship (Summer 2026) 126555 Zurich Alternative Asset Management, LLC (ZAAM) is currently looking for an ... the specific office location, role, skill set, and level of experience. In compliance with local laws, Zurich commits to providing a fair and reasonable compensation… more