- Citigroup (Houston, TX)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... Master's degree preferred **Job Family Group:** Institutional Banking **Job Family:** Investment Banking **Time Type:** Full time **Primary Location:** 811 MAIN… more
- TD Bank (New York, NY)
- …colleagues to drive accountability and business results + Manages employees in compliance with all human resources policies, procedures and guidelines of conduct ... highly-diverse equity research franchise, while growing our strong, diversified investment bank. We are growth-oriented, people-focused, and community-minded. As a… more
- Mizuho Corporate Bank (New York, NY)
- …for both greenfield and acquisition financing. The team is integrated within Investment Banking and supported by a full ecosystem across Mizuho to provide ... + Attend bank meetings, industry events, conferences, and seminars + Ensure compliance of all internal and external matters in accordance with banking regulations,… more
- KeyBank (Denver, CO)
- …Colorado 80202 **JOB** **BRIEF (PURPOSE)** Key Bank Community Development Lending and Investment (CDLI) is looking for an experienced community development leader to ... with critical enterprise stakeholders including Loan Servicing, Commerical Mortgage, Compliance , and Finance. The Underwriting Manager must have significant… more
- MUFG (Houston, TX)
- …An integral part of the Energy Finance team, the Global Corporate and Investment Banking Analyst ("Analyst") will assist in the management of major client ... documentation + Ownership and management of processes required for compliance and execution, including profitability analysis, committee approvals, legal due… more
- Santander US (New York, NY)
- Investment Banking Analyst - Ratings Advisory Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the ... of and familiarity with Rating Agencies' methodology and criteria. + Ensures compliance with all policy, legal and federal regulations. What You Bring: To… more
- Robert Half Finance & Accounting (Bellevue, WA)
- …In this role, you will take ownership of preparing and analyzing investment -related financial data, ensuring compliance with both organizational and statutory ... traditional assets, such as Schedule D. * Analyze complex investment transactions to ensure compliance with accounting...* Analyze complex investment transactions to ensure compliance with accounting regulations. The salary range for this… more
- Morehouse School Of Medicine (Atlanta, GA)
- … investment portfolio, including fixed income and short-term investments. + Conduct investment analysis and risk assessments. + Ensure compliance with ... role in optimizing our financial resources, mitigating risk, and ensuring compliance with financial regulations. Responsibilities: Cash Management: + Oversee daily… more
- The Hartford (Hartford, CT)
- …Operations you will gain exposure to all parts of HIMCO, including, Investment Sectors, Portfolio Management, Trading, Legal, Compliance , Accounting and ... and integrity oversight applies to information ultimately used in making investment decisions, transacting securities, exercising compliance and controls over… more
- Iowa State University (Des Moines, IA)
- …Office functions in the planning and administration of business matters, including investment policy and compliance matters. + Coordinates bond issuances and ... and provides leadership in reviews of recommendations on institutional budgets, compliance matters, investments, tuition and fees, and other business and financial… more