- Entergy (Montz, LA)
- …schedule resources, and manages staffing issues + Responsible for safety, compliance , reliability, investment strategy, performance monitoring and all other ... Direct and develop operations personnel. Identify negative trends creating safety, compliance , and reliability risk and develop mitigating actions to prevent… more
- Delta Air Lines, Inc. (Atlanta, GA)
- …recognition programs for Delta Vacations, ensuring alignment with organizational strategies, investment goals, and regulatory compliance . This individual will ... and analysis tools such as SAP and Tableau required. + Compliance with all corporate and departmental policies/procedures and applicable governmental regulations.… more
- HSBC (New York, NY)
- …and maintain robust risk management practices to identify, assess, and mitigate investment and non-financial risks + Ensure compliance with OCC Regulation ... of the US equity portfolios in the proposition, including delivering strong investment performance and effectively managing risk. This also includes managing the… more
- HUB International (Blue Bell, PA)
- …retention. This position will be responsible for retirement plan design, investment counseling, enrollment, educational seminars, compliance , and risk management ... array of property, casualty, risk management, life and health, employee benefits, investment and wealth management products and services. Becoming a part of HUB… more
- Post Holdings Inc. (New Albany, OH)
- …support ad hoc cross-functional requests Facilitate the review and approval of price investment requests to ensure compliance with trade spend guidelines and ... price objectives across key categories and customers. ACCOUNTABILITIES: Ensure pricing compliance and data integrity by managing back-end trade governance, including… more
- MUFG (Tampa, FL)
- …Data services team, including all lines of business (Global Corporate & Investment Banking, Finance, Risk, Compliance , Chief Data Office, Information ... of data systems. + Collaborate on Data Strategy and Solutions + Ensure compliance with data privacy and security regulations, employing best practices for data… more
- American Water (Fort Meade, MD)
- …Fort Meade in Laurel Maryland. Our responsibilities include system capital investment , regulatory and environmental compliance , planning, asset recapitalization, ... as well as other outside entities to ensure operational reliability and environmental compliance . * Capable of conducting duties in a safe, efficient manner that… more
- Scotiabank (Dallas, TX)
- …least 3 of which should involve testing or audit. + Experience/background in compliance applicable to institutional trading & sales, investment banking, futures ... Compliance Testing Senior Manager, Swap Dealer and Derivatives...Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the… more
- Janus Henderson Investors (Denver, CO)
- …working in a highly collaborative fashion with Product and Channel Marketing, Compliance , Product Specialists, Investment Desks and distribution partners. + This ... covering your assigned area of responsibility, quality control and compliance approvals, while staying abreast of all messaging and...have skills + Good understanding of the market and investment products and be eager to grow this knowledge… more
- Wellington (Boston, MA)
- **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our ... investment solutions, tailored to the unique return and risk...clients. **About the Role** We are currently seeking a compliance professional primarily to manage the firm's financial crime-related… more