- Charles Schwab (Chicago, IL)
- …Communicate and interact with senior executives across Schwab including those in compliance , legal, and investment management services, regarding the funds' ... strategies and performance, financial markets, risk management, and other investment matters, as well as provide perspective and advice on implications for SAM. +… more
- Hoffman Construction Company (Portland, OR)
- …+ Communicate cash receipts to stakeholders and apply payments. + Account for investment transactions monthly. + Manage escrow compliance with CFO. + Manage ... compile quarterly financial statements, review financial data, and ensure financial compliance . This role will include working with the Accounting Manager,… more
- American Water (San Antonio, TX)
- …US Army Fort Sam Houston. Our responsibilities include system capital investment , regulatory and environmental compliance , planning, asset recapitalization, and ... long-term operations and maintenance. American Water will provide water supply, treatment, storage, and distribution across Joint Base San Antonio's army and air force installations, serving a combined population of over 78,000. As a whole, the water system… more
- American Water (West Point, NY)
- …Garrison West Point, New York. Our responsibilities include system capital investment , regulatory and environmental compliance , planning, asset recapitalization, ... and long term operations and maintenance. We will provide the water supply, treatment, storage, and distribution serving the installation's 4,000 cadets, 580 academic staff, and other visitors. The US Army Garrison West Point water system includes both the… more
- CIBC (Austin, TX)
- …40 **Skills** Business Development, Client Service, Customer Experience (CX), Ensure Compliance , Group Problem Solving, Investment Advising, People Management, ... your portfolio. You'll align with clients' sophisticated financial needs, investment objectives, and the organization's strategy-while actively growing your client… more
- CIBC (Atlanta, GA)
- …40 **Skills** Business Development, Client Service, Customer Experience (CX), Ensure Compliance , Group Problem Solving, Investment Advising, People Management, ... your portfolio. You'll align with clients' sophisticated financial needs, investment objectives, and the organization's strategies, while actively building the… more
- CIBC (Chicago, IL)
- …40 **Skills** Business Development, Client Service, Customer Experience (CX), Ensure Compliance , Group Problem Solving, Investment Advising, People Management, ... your portfolio. You'll align with clients' sophisticated financial needs, investment objectives, and the organization's strategies, while actively building the… more
- Robert Half Legal (Mountain View, CA)
- …Responsibilities: * Collaborate with legal and finance teams to support investment and exit transactions, including compliance checks, document preparation, ... Valley. In this role, you will oversee key aspects of legal and investment operations, ensuring seamless management of equity and debt portfolios, vendor contracts,… more
- Charles Schwab (Lone Tree, CO)
- …to join the team, as a Senior Manager, responsible for conducting risk-based compliance testing within our affiliated investment advisory programs and mutual ... status quo" and transform the finance industry together. The Compliance Department coordinates Schwab's compliance efforts, and...corrective actions + Maintain a strong working knowledge of Investment Advisers Act of 1940 and Investment … more
- Academy Sports + Outdoors (Katy, TX)
- …financial and strategic insights. You'll be instrumental in shaping infrastructure investment decisions, optimizing costs, ensuring compliance , and demonstrating ... programs. + Proven experience with infrastructure budgeting, vendor management, and compliance activities. + PMP or equivalent project management experience is a… more