- Olean Area Federal Credit Union (Clyde, NY)
- …here. Your purpose: * Prepare accurate and timely financial reports, ensuring compliance with regulatory requirements. * Oversee the investment portfolio ... to our financial operations team, focusing financial reporting, budgeting, investment portfolio and asset liability management while supporting strategic… more
- Citigroup (Miami, FL)
- …additions, payments and special service transactions to ensure that transactions meet compliance guidelines. Adhere to MPP, RDIP, banking, investment and tax ... consistently high quality banking, credit, trust, fiduciary, capital markets and investment services to target market clients + Strengthen private banking… more
- BMO Financial Group (Barrington, IL)
- …exceptional client experience. Provides technical expertise for all aspects of investment management and administration to ensure compliance . Works ... other experts to create integrated business development strategies. + Develops investment proposals and participates in meetings with prospects/clients. + Provides … more
- KeyBank (Amherst, NY)
- …wealth management products and services (eg - trust, private banking, securities/ investment management) as well as trust/fiduciary related compliance , ... sponsored certifications in wealth management, trust, and/or fiduciary risk management and/or compliance (eg - CFIRS (Certified Fiduciary & Investment Risk… more
- CBRE (Dallas, TX)
- Compliance , Senior Manager (Training & Project Management) Job ID 235341 Posted 09-Sep-2025 Service line Corporate Segment Role type Full-time Areas of Interest ... United States of America **About the Role:** As Senior Compliance Manager, you will focus on designing, delivering, and...the global leader in commercial real estate services and investment that helps businesses and people thrive. We are… more
- TD Bank (Charlotte, NC)
- …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , ... a mission to build a more resilient and scalable compliance risk management function. As part of our team,...enthusiastic colleagues dedicated to setting new industry standards. **Epoch Investment Partners, Inc., a SEC registered investment … more
- Raymond James Financial, Inc. (New York, NY)
- …and direction. + Lead the development and implementation of a comprehensive compliance program for Capital Markets, encompassing Equity Investment Banking, ... Summary** Operating with a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the design, implementation, and supervision of… more
- T. Rowe Price (Baltimore, MD)
- …asset management organization with more than 85 years of experience, we provide investment solutions and a broad range of equity, fixed income, and multi-asset ... you . About This Position The Sr. Analyst - GIO - Risk and Compliance sits within Service Provider Management supporting the operational risk management program for… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair ... **Job Description:** We are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This role is critical in reviewing,… more
- BlackRock (Atlanta, GA)
- …+ 6-10 years of relevant experience from a legal and compliance department of a leading investment management/financial services organization. ... as a member of BlackRock's 1940 Act Registered Fund Compliance team, focusing on multiple product lines including mutual...This mission would not be possible without our smartest investment - the one we make in our employees.… more