• Advanced Portfolio Compliance Analyst

    Thrivent Financial (Minneapolis, MN)
    compliance oversight for Thrivent's General Account, mutual funds, and other investment accounts. Portfolio Compliance oversight includes ensuring that all ... compliance with associated regulation (eg SEC, IA/IC - Investment Advisor & Investment Company Acts, MN,...monitoring pre-trade and post-trade compliance to ensure compliance with regulations, investment policies and procedures.… more
    Thrivent Financial (08/13/25)
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  • Senior Compliance Analyst - Park Avenue…

    Guardian Life (Nashville, TN)
    …Senior Compliance Analyst, Park Avenue Securities, and Park Avenue Investment Advisory, you will conduct branch office inspections using risk-based testing ... laws (inclusive of NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, with experience at an insurance-affiliated… more
    Guardian Life (09/10/25)
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  • Lead Alternative Investment Consultant

    Wells Fargo (Dallas, TX)
    …complex and multifaceted situations requiring understanding of the asset class, investment offerings, policies, procedures and compliance requirements + ... **About this role:** Wells Fargo is seeking a Lead Alternative Investment Consultant (Lead Wealth Investment Consultant) in the Alternative Investments group as… more
    Wells Fargo (08/16/25)
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  • Operations Summer Internship

    MetLife (Whippany, NJ)
    …and quarterly performance and portfolio reporting to stakeholders in client servicing, investment compliance , risk, and portfolio management. As a member of ... Company Overview: MetLife Investment Management (MIM) offers the chance to be...the organization, including those in portfolio management, relationship management, compliance , legal, and operations. CSG also interacts directly with… more
    MetLife (09/05/25)
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  • Investment Performance and Analytics…

    Principal Financial Group (Charlotte, NC)
    …consultants routine ad-hoc performance inquires and/or RFP/consultant questionnaires. + Support various investment team's GIPS claim of compliance in line with ... **What You'll Do** **Principal Financial Group has an opportunity for an Investment Performance** **Associate** **to join our Investment Operations team. In this… more
    Principal Financial Group (09/11/25)
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  • Senior Investment /Portfolio Analyst

    Raymond James Financial, Inc. (Locust Valley, NY)
    …**Knowledge of** * Company's working structure, policies, mission, strategies and compliance guidelines. * Advanced investment concepts, practices and procedures ... experience, to assist in analyzing portfolio analytics, asset allocation and investment holdings with client portfolios and make appropriate recommendations when… more
    Raymond James Financial, Inc. (09/13/25)
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  • Investment Accountant

    U-Haul (Phoenix, AZ)
    …Support and cross train in all investment functions. + Support the investment department in monitoring portfolio compliance to state and internal guidelines. ... Life Insurance, a division of U-Haul International, is seeking a talented Investment Accountant for the Investments department of Oxford. This position will report… more
    U-Haul (06/30/25)
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  • VP, Data Strategy & Governance Manager

    Aflac (New York, NY)
    …to : Director, Head of Data Governance GI Business Partners: GI Front Office, Investment Compliance , GI Data Management (Japan), Investment Accounting, Tax, ... New York City, NY, US, 10005 The Division: Global Investment Job Id: 8073 About Our Company Aflac Asset...district and is the organization responsible for the overall investment activities of Aflac, Inc. and subsidiaries in Japan,… more
    Aflac (07/31/25)
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  • Senior Lead Compliance Officer - Structured…

    Wells Fargo (New York, NY)
    …securitization and syndication. The role is part of the broader Corporate and Investment Banking (CIB) Compliance team and requires deep expertise in ... **About this role:** We are seeking a highly experienced Senior Lead Compliance Officer to support the Structured Products Group (SPG) across both Capital Markets… more
    Wells Fargo (09/11/25)
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  • Compliance Risk Management Director (Retail…

    JPMorgan Chase (New York, NY)
    …box, challenging the status quo and striving to be best-in-class. As a Compliance Executive Director for Retail Alternatives Investment Funds within the Asset ... Compliance Officer (CCO) where you will lead oversight of regulatory compliance for registered closed-end funds in alternative investment strategies in… more
    JPMorgan Chase (09/11/25)
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