- Commerce Bank (Kansas City, MO)
- …resources to grow into the best version of yourself. Because our number one investment is you. Creating an award-winning culture doesn't come easy. And after 160 ... of this job is to provide advice with respect to implementation of and compliance with applicable rules and regulations. Essential Functions + Stay informed of … more
- Raymond James Financial, Inc. (New York, NY)
- **Essential Duties and Responsibilities** + Oversees compliance and risk-related training and education processes in collaboration with internal stakeholders. + ... processes with key stakeholders. + May coach, train, and mentor others Compliance associates. + May coordinate with stakeholders to develop and implement continuing… more
- KeyBank (NY)
- **Location:** 4900 Tiedeman Road, Brooklyn Ohio **About the Job** The Sr. Compliance Manager - Trust & Fiduciary is responsible for leading and executing independent ... compliance oversight across KeyBank's Wealth and Fiduciary business lines....+ Professional certifications such as CFIRS (Certified Fiduciary & Investment Risk Specialist), CTFA (Certified Trust and Fiduciary Advisor),… more
- Oregon State University (Corvallis, OR)
- Position Details Position Information Department Audit, Risk and Compliance (UPR) Position Title Executive 3- Internal Audit Job Title Chief Executive of Audit, Risk ... and Compliance Appointment Type Professional Faculty Job Location Corvallis Benefits...Oregon State University to engage the OSU community, inspire investment , and steward resources to enhance the University's excellence… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair ... details for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new enhancements to existing… more
- Abbott (Sylmar, CA)
- …you dream of. + Employees can qualify for free medical coverage in our Health Investment Plan (HIP) PPO medical plan in the next calendar year. + An excellent ... + Provides direct oversight for moderately complex elements of Abbott's compliance program at the franchise, business unit, regional, divisional, or corporate… more
- UGI Corporation (King Of Prussia, PA)
- Sr SOX Compliance Analyst - Business Process Location: King Of Prussia, PA, US, 19406 Workplace Environment: Onsite Company: UGI Corporation Requisition Number: ... company's common stock is a balanced growth and income investment . UGI Corporation has paid common dividends for more...* Employee Discount Programs Position Summary: The Senior SOX Compliance Analyst - Business Process plays a critical role… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …experience, specialized training and/or certification in securities or banking industry compliance to assist in administering and managing an assigned compliance ... **Essential Duties and Responsibilities** + Assists the Capital Markets Fixed Income Compliance team with managing their core compliance program to ensure… more
- CyrusOne (Dallas, TX)
- The Lease Compliance Manager is responsible for ensuring that client services are delivered in full compliance with lease agreements, legal requirements, and ... Finance, Implementations, Operations, and Customer Success to proactively manage compliance , mitigate risk, and ensure a best-in-class customer experience. **Lease… more
- Robert Half Legal (Charlotte, NC)
- …expertise? We're looking for a Compliance Manager to lead and shape the compliance program for an SEC-registered investment adviser. This is your chance to ... Description Compliance Manager Opportunity - Career Growth Awaits! ⚖️...- Career Growth Awaits! ⚖️ Are you a passionate compliance professional seeking a career where strategic leadership meets… more