- JPMorgan Chase (Columbus, OH)
- …key player, you'll have the opportunity to drive impactful decisions, enhance compliance , and build strong relationships with senior stakeholders. As a ** ... Compliance and Operations Risk Test Manager** in the Testing...200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking,… more
- Lilly (Indianapolis, IN)
- …the world. **Organization and Position Overview:** Lilly recently announced a $4.5 billion investment to create the Lilly Medicine Foundry, a new center for advanced ... start-up, and to steady-state operations. The Analytical GMP Strategy & Compliance Director role, a technical-track position, seeks a collaborative, inclusive, and… more
- JPMorgan Chase (Atlanta, GA)
- …Technology and Controls , you will be responsible for identifying, and mitigating compliance and operational risks in line with the firm's standards. You will also ... owners, ensuring that implemented controls are operating effectively and in compliance with regulatory, legal, and industry standards. By partnering with various… more
- JPMorgan Chase (Tampa, FL)
- …governance, making a pivotal impact in our firm's robust risk strategy. As a ** Compliance and Operations Risk Test Lead** in the Testing Center of Excellence, you ... will play a pivotal role in enhancing our compliance and operational risk management. Your expertise in test...200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking,… more
- JPMorgan Chase (Jersey City, NJ)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking,… more
- Henry Ford Health System (Rochester Hills, MI)
- Join Henry Ford Health Pharmacy Advantage team as a Full Time Regulatory Compliance Specialist and help support the regulations team. An exciting opportunity for ... SUMMARY: Schedule: Full Time variable shift The Pharmacy Advantage Regulatory/ Compliance Specialist is responsible for managing and maintaining both State and… more
- Regions Bank (Orlando, FL)
- … performance and relationship reviews + Keeps junior level staff informed about investment products and opportunities + Adheres to compliance requirements and ... Financial Advisor experience. **Primary Responsibilities** + Provides a broad range of investment solutions and products to help meet customer goals and offer… more
- Citigroup (Irving, TX)
- …product releases, agreeing to and tracking business priorities, incorporating regulatory and compliance requirements and investment tracking + Creates a product ... measurable impact on client experience, operation efficiency and regulatory compliance . **Responsibilities:** + The Product Developer is responsible for activities… more
- Robert Half Finance & Accounting (Honolulu, HI)
- …this role, you will oversee financial reporting and accounting functions for multiple investment funds, ensuring accuracy and compliance . This position offers an ... fund audit process, addressing inquiries from auditors and ensuring compliance . * Prepare various compliance reports *...auditors and ensuring compliance . * Prepare various compliance reports * Assist in the valuation process for… more
- Raymond James Financial, Inc. (Denver, CO)
- …+ Concepts, practices and procedures of securities industry and/or banking compliance reviews. + Fundamental investment concepts, practices and procedures ... inform governance activities. + Collaborate with stakeholders across Fraud, Analytics, Compliance , Legal, Risk, Operations, Technology, and business units to ensure… more