- Columbia Bank (Denver, CO)
- …clients throughout the investment transaction. + Review and interpret investment documentation for compliance , regulations and internal guidelines while ... Care Team Lead will be a resource to client service personnel that discuss investment transactions related to private equity, real estate and private debt as it… more
- US Bank (Los Angeles, CA)
- …or account management. + Strong knowledge of fiduciary law, trust accounting, investment products, and compliance (AML/KYC, Beneficial Owner Rule). + Proven ... Manager leads the team responsible for account opening new accounts trust, investment , and banking platforms and legal reviews. This role requires exceptional… more
- Robert Half Finance & Accounting (Hyannis, MA)
- …of client relationships by delivering exceptional service and advice. + Execute investment transactions with precision while adhering to compliance and ... + Stay informed on tax laws, market regulations, and compliance requirements to guide investment decisions. + Prepare and present detailed financial plans and… more
- Bank of America (New York, NY)
- …described in Mortgage and Credit Policy in the Merrill Lynch Global Wealth and Investment Branch Office Compliance Manual. This position is subject to SAFE Act ... Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Wealth… more
- Bank of America (New York, NY)
- …in Mortgage and Credit Policy in the Merrill Lynch Global Wealth and Investment Branch Office Compliance Manual. **Responsibilities include:** + Cover UHNW ... Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Wealth… more
- BMO Financial Group (West Palm Beach, FL)
- …exceptional client experience. Provides technical expertise for all aspects of investment management and administration to ensure compliance . Works ... other experts to create integrated business development strategies. + Develops investment proposals and participates in meetings with prospects/clients. + Provides … more
- Berkshire Bank (Boston, MA)
- …of the Wealth Management (Trust department) business and the Berkshire Banc Investment Services business. The VP, Compliance Officer is also responsible ... recommendations. + Provide direction and guidance to business associates on investment advisory and trust administration compliance issues, including fiduciary… more
- BlackRock (New York, NY)
- …+ Business architecture & requirements: lean on various SMEs to connect investment , trading, compliance , and operations workflows to product and technical ... Solutions helps clients customize portfolios for unique tax, values-alignment, or investment exposures across direct indexing, fixed income, active equity, and… more
- KeyBank (Portland, ME)
- …and investment policy, initiates portfolio construction changes consistent with investment strategy. + Maintains compliance with all internal policies and ... **Client and Advisory Service** + Participates in relationship reviews as an Investment expert on high-net-worth teams. + Identifies and prioritizes Investment … more
- Manulife (Boston, MA)
- …and internal information systems. **PROJECT MANAGEMENT** + Coordinate with Finance, Legal/ Compliance , Investment teams and other functional support groups to ... Manulife Private Markets is a $100.4B1 investment platform that offers investment solutions in Private Equity, Private Credit, Real Estate, Infrastructure,… more
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