- TIAA (Pasadena, CA)
- …preferences, return expectations, and market conditions. + Evaluates the performance of investment portfolios and ensures compliance with standards provided by ... a central point of contact for HNW clients, responsible for overseeing investment portfolios and delivering personalized advice. This role involves direct portfolio… more
- MetLife (Whippany, NJ)
- …Management, Insurance Asset Management, Institutional Client Group, Sales Derivatives, Investment Operations, Legal, and Compliance . Key Responsibilities: Due ... Role Value Proposition: Based in Whippany, New Jersey, MetLife Investment Management (MIM) is one of the largest institutional investors and asset managers in the… more
- Commerce Bank (St. Louis, MO)
- …ensure investment objectives are being met, portfolios are in compliance with investment objectives and Commerce security-specific recommendations + Provide ... resources to grow into the best version of yourself. Because our number one investment is you. Creating an award-winning culture doesn't come easy. And after 160… more
- Applied Materials (Santa Clara, CA)
- …+ Collaborate with legal counsel during due diligence and documentation. + Ensure compliance with investment guidelines. + Build a portfolio that meets financial ... to learn more about careers at Applied. The Senior Investment Director at Applied Ventures manages all aspects of...to identify top investable startups. + Identify and source investment opportunities from diverse channels. + Assess and prioritize… more
- Arena Investors LP (Jacksonville, FL)
- …back-office personnel on a wide variety of regulatory compliance issues primarily in compliance with the Investment Advisers Act of 1940; . Support the CCO ... of compliance policies and procedures; . Administration of firm ( Investment Adviser and Broker-Dealer) annual compliance review (testing and monitoring);… more
- Harbor Group Management (New York, NY)
- …databases. + Collaborate closely with internal teams (transactions, asset management, investment management, finance, legal, compliance ). + Maintain accurate ... Group Management Company is a multi-billion dollar real estate investment and property management firm. As we continue to...(HGI) is a leading global private equity real estate investment manager, with $20 billion in assets under management.… more
- Aegon Asset Management (WA)
- …expertise in plan management, including, but not limited to technical, compliance , administration, investment , and participant solutions. + Proficiency using ... of customers and thousands of employees worldwide. Our insurance, retirement, and investment solutions help people make the most of what's important to them.… more
- Wells Fargo (San Diego, CA)
- …for FINRA Series 65 or 66 must be completed prior to conducting Investment Advisory business. Compliance with state law registration and licensing requirements ... this role:** Wells Fargo is seeking a Market Support Manager in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about the career areas… more
- Robert Half Finance & Accounting (San Francisco, CA)
- …tax compliance and planning functions across a range of investment clients. You'll review tax filings, support investor communications, monitor legislative ... reporting needs Requirements + 5+ years of experience with US tax compliance for investment partnerships (hedge, VC, PE, real estate funds) + Background in… more
- Bloomberg (New York, NY)
- …role within the order management lifecycle by enabling enforcement of the firm's investment policies. Our Compliance Violations team is a critical part of ... Engineering and CTO Ref # 10043826 **Description & Requirements** Asset Investment Manager (AIM) is Bloomberg's award-winning buy-side order management system (OMS),… more