- NBT Bank (West Hartford, CT)
- …$52,000 - $210,000 Interviews and profiles customers/prospects to determine investment and insurance needs, recommends appropriate products, and makes appropriate ... to others on regional Financial Group market team. Monitors client investment performance and makes appropriate recommendations. Meets regularly with assigned… more
- Robert Half Management Resources (Dallas, TX)
- …Maintain a focus on regulatory expectations, ensuring all activities align with compliance requirements. Requirements * Certified Fiduciary & Investment Risk ... in trust audits and examinations, as well as a Certified Fiduciary & Investment Risk Specialist (CFIRS) certification. The selected candidate will play a key role… more
- Securities and Exchange Commission (Philadelphia, PA)
- …examinations of broker-dealers, transfer agents, investment companies, investment advisers and self-regulatory organizations; Assessing the compliance , ... the position of Associate Director in the Office of Investment Advisers and Investment Company Examinations (IA/IC)....within 30 calendar days of the date of alleged non- compliance by contacting the Legal and Policy Office in… more
- Securities and Exchange Commission (Philadelphia, PA)
- …examinations of broker-dealers, transfer agents, investment companies, investment advisers and self-regulatory organizations; Assessing the compliance , ... the position of Associate Director in the Office of Investment Advisers and Investment Company Examinations (IA/IC)....within 30 calendar days of the date of alleged non- compliance by contacting the Legal and Policy Office in… more
- Vanguard (Malvern, PA)
- …a seasoned legal professional with a passion for navigating the complexities of investment advisory services? Vanguard is seeking a strategic legal advisor to play a ... in shaping and safeguarding our discretionary and non-discretionary registered investment advisory offerings. This high-impact position offers the opportunity to… more
- Manulife (Atlanta, GA)
- Manulife Investment Management ("MIM") is the global wealth and asset management segment of Manulife Financial Corporation. MIM's global real estate ("GRE") platform ... provides investment solutions globally as part of its comprehensive private...flow requirements and distribution analysis + Support ongoing loan compliance and credit/security monitoring activities Support asset-level business plans… more
- JPMorgan Chase (Chicago, IL)
- …Center Team supports Advisors, assistants, and Chase Branch bankers with investment account service requests, focusing on quality interactions across diverse client ... Private Client. The JP Morgan Wealth Management Service Center Team: Our Investment Professionals work in a team based, call center environment assisting Advisors… more
- Children's Mercy Kansas City (Kansas City, MO)
- …Investments is responsible for monitoring and facilitating the organization's investment portfolios, including cash equivalents, equities, fixed income, real assets, ... between internal departments and external advisors, such as the Outsourced Chief Investment Officer and board subcommittees. Essential functions are to ensure … more
- Columbia Bank (Portland, OR)
- …Trust Portfolio Manager provides expertise in the management of trust and investment relationships, utilizing effective investment solutions that maximize the ... business opportunities through networking, referrals, and strategic outreach. + Manage investment portfolios in accounts and assigned accounts within the confines of… more
- MongoDB (Austin, TX)
- …The Director, Assistant Treasurer will oversee the company's cash management, investment activities, and banking relationships. This role will also be responsible ... obligations + Develop and implement strategies for managing the company's investment portfolios, including analyzing market trends and identifying opportunities for… more