- Athene (West Des Moines, IA)
- …Operations team is responsible for managing the operational aspects of Athene's derivative investment and hedging strategy. As a critical member of this team, the ... priorities + Anticipate and respond to changes in market conditions, compliance requirements, and operational needs, evolving product capabilities, processes, and… more
- Fifth Third Bank, NA (Naples, FL)
- …services experience. + Excellent understanding of the financial industry, compliance regulations, daily operational duties and investment brokerage/banking ... career in banking at Fifth Third Bank. GENERAL FUNCTION: The Licensed Investment Support Specialist II provides office management support for registered securities… more
- Scotiabank (Dallas, TX)
- …Markets** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America, ... our clients an important bridge to this key global market for trade and investment flows across the Americas and the world. Global Banking & Markets provides a… more
- Manulife (Boston, MA)
- …growing team **.** MIM PE&C manages investments and client accounts across multiple investment programs that continue to grow and evolve. The individual will be ... responsible for providing operational support to the investment , investor relations, and management teams across MIM PE&C's investment programs. The individual… more
- City National Bank (Dallas, TX)
- …Certified Trust Compliance Professional (CTCP) Or * Certified Fiduciary & Investment Risk Specialist (CFIRS) Or * Certified Public Accountant (CPA) Or * ... Trust Administration, Retirement and Custody Services, Specialty Wealth Assets, Investment Advisory, Broker/Dealer, Investment Banking activities for CNB's… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …professional team that provides expertise and analysis for affordable housing investment and asset management activities. For investments representing moderate risk ... + Reviews the project design, entitlements, technical merit, building code, compliance , usability, and marketability of the project. + Performs initial project… more
- JPMorgan Chase (Tampa, FL)
- …team of specialists focused on fundamental wealth management disciplines, including investment management, wealth planning, philanthropy, credit and banking. As a ... and act as a liaison for issue resolution. Review and resolve compliance surveillance inquiries + Provide principal approval for brokerage trade corrections. Review… more
- JPMorgan Chase (Jersey City, NJ)
- …a leading global financial services firm providing a wide range of investment banking, commercial banking, retail banking and asset management services. Our ... Tax Planning Group is dedicated to optimizing tax strategies and ensuring compliance across our diverse business operations. Job Summary: As an Executive Director… more
- Scotiabank (New York, NY)
- …Markets** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America, ... bridge to this key global market for trade and investment flows across the Americas and the world. Global...The incumbent will ensure all activities conducted are in compliance with governing regulations, internal policies and procedures. The… more
- Neuberger Berman (New York, NY)
- …investor commitments across our private equity fund of funds, secondary investments, co- investment and direct investment areas, including private credit. NB ... reporting, etc. + Managing all communication with lenders + Oversight and compliance of fund credit facilities by accurately comprehending and interpreting the… more