- JPMorgan Chase (New York, NY)
- …products including Custody, Fund Accounting & Administration, Hedge Funds Services, Investment Analytics, Compliance , ETF Services, IMOS, Private Equity Fund ... client business into the Securities Services organization within JP Morgan's Corporate Investment Bank. Your role will involve managing projects that range from… more
- Aristotle Capital Management (Los Angeles, CA)
- …structure, ensuring alignment with strategic business needs. + Partner with investment teams, technology leadership, compliance , and operations to anticipate ... Our Team at Aristotle Who We Are Aristotle is a majority employee-owned investment management organization with offices in Los Angeles, Newport Beach, Boston, and… more
- Baystate Health (Springfield, MA)
- …overseeing day-to-day operations, performance monitoring, and issue resolution. * Manage investment accounting, reporting, and compliance functions; prepare and ... This role is charged with optimizing the organization's cash flow, investment portfolio performance, and capital structure, while minimizing external financing costs… more
- Comerica (Dallas, TX)
- …industry, specifically focused in the areas of investment management, investment oversight, risk management, compliance and/or trust administration + 10 ... will be responsible for building and delivering a consistent and sustainable investment and service strategy to clients. This position will be ultimately responsible… more
- Robert Half Legal (San Diego, CA)
- …pivotal role advising key business units on a wide range of broker-dealer and investment advisory compliance issues. The firm has a reputation for internal ... Serve as day-to-day legal advisor to the broker-dealer and investment advisory platforms, focusing on regulatory compliance ...and investment advisory platforms, focusing on regulatory compliance and risk mitigation. + Respond to and manage… more
- Robert Half Accountemps (Mountain View, CA)
- …plays a key part in supporting the daily operations and accounting for investment funds, ensuring compliance , accuracy, and timely reporting. The ideal candidate ... entries in accordance with GAAP requirements. + Portfolio Oversight: + Monitor investment portfolio activity for compliance and ensure proper valuation of… more
- Bloomberg (New York, NY)
- …ideas, manage compliance risk, and collaborate more effectively across the investment lifecycle. **WHAT IS THE ROLE?** The RMS Implementation Specialist plays a ... in buy-side research or order management systems + Strong expertise in investment research workflows, compliance oversight, and data-driven analytics +… more
- KeyBank (ME)
- …and investment policy, initiates portfolio construction changes consistent with investment strategy. + Maintains compliance with all internal policies and ... client strategy. **ESSENTIAL JOB FUNCTIONS** **Technical** + Reviews, monitors and modifies investment portfolio construction in accordance with client objectives… more
- Huntington National Bank (Columbus, OH)
- …will play a critical role in the execution and implementation of the Compliance Program for Huntington's Investment Banking Broker Dealers and Huntington's ... and Securities business. The successful candidate will have knowledge of investment banking and capital markets compliance requirements including relevant… more
- MetLife (Whippany, NJ)
- …Management, Insurance Asset Management, Institutional Client Group, Sales Derivatives, Investment Operations, Legal, and Compliance . Key Responsibilities: ... manage and report on portfolio performance and risk * Ensure compliance with investment guidelines and manage portfolio risk Technology & Process Improvement *… more