- City National Bank (New York, NY)
- …and/or edits contributor content for firm publications. * Edit and write investment insights. * Update and edit proposals and presentations using marketing resource ... on competitor offerings and service models. * Work with compliance team (and legal, when required) to finalize and...Qualifications** * HS Diploma * 5 years marketing in investment management or similar financial services experience * 5… more
- PNC (Cleveland, OH)
- …STEM OPT for this position. PNC Capital Advisors (PCA) is a Registered Investment Advisor (RIA) that specializes in managing taxable fixed income portfolios for ... institutional clients. Investment strategies range from liquidity and short duration through...Prepares and analyzes detailed documents for validation and regulatory compliance , using applicable templates. PNC Employees take pride in… more
- UMB Bank (Rust, MI)
- …takes a holistic and collaborative approach to advise our clients on the investment plan that makes the most sense for their personal financial goals. The ... referrals for other bank products and services. + Ensures compliance with the Bank's fiduciary duties in the administration...to the directives in the will, trust document or investment management, IRA or custody agreement as well as… more
- Thrivent Financial (Minneapolis, MN)
- …processes, and capabilities relevant to broker dealers and Registered Investment Advisors (RIAs). Stay updated on industry competitive intelligence, including ... inform the offering strategy of the various broker-dealer and investment advisory products based on FA and client experience....will have on those roles . + Legal and Compliance to modify TIMI /Thrivent policies as needed +… more
- Bank OZK (Little Rock, AR)
- …clients' businesses and sources of wealth generation. + Understand client needs, investment objectives, and risk profiles to offer tailored solutions and ... investment strategies that meet their investment , banking,...or exceeded. + Appropriately assess and mitigate risk, ensuring compliance with regulatory requirements, to minimize any potential liability… more
- Principal Financial Group (Des Moines, IA)
- …analyze, and execute relative value trades (electronic & OTC) while ensuring compliance with Best Execution guidelines. Monitor open positions and document trades ... and industries to assess asset value, develop trading strategies, and support investment decisions. + Stay informed on financial markets, global economies, and… more
- Raymond James Financial, Inc. (Seattle, WA)
- …provide retirement plan administration services, recordkeeping, consulting, actuarial, compliance and participant_ _services. Based_ _in Seattle, Washington, NWPS ... of assets under administration._ _About Raymond James:_ _RJA is an investment adviser and full-service broker-dealer dually registered with the Securities and… more
- BMO Financial Group (Los Angeles, CA)
- Provides financial and investment planning and advice in collaboration with other team members to deliver a comprehensive banking solution in the best interest of ... identifying needs, analysing potential options and assessing expected return on investment . + Recommends business priorities, advises on resource requirements and… more
- 3M (Maplewood, MN)
- …insightful counsel and analysis, helping to develop and execute a multi-year investment in growth strategy. + Creating a global view coordinating the complexities ... necessary business redirection, when appropriate. + Conducting return on investment analysis and drive investment decision making...job at 3M are conditioned on your acceptance and compliance with these terms. Please access the linked document… more
- BMO Financial Group (New York, NY)
- …is a leading, full-service financial services provider. We offer corporate and investment banking, treasury management, as well as research and advisory services to ... involves designing, pricing, marketing, and transacting a range of Quantitative Investment Strategies ("QIS"), equity and hybrid derivatives products. The successful… more