- Citigroup (New York, NY)
- …+ **Identify and initiate cross-business opportunities** with the various coverage teams and investment solutions **.** + Ensure 100% ** compliance on all Citi ... Group (ICG) and offers a wide range of products and solutions, from investment strategies, to banking and lending, to trust and specialized services. CGW delivers… more
- Harbor Group Management (New York, NY)
- …databases. + Collaborate closely with internal teams (transactions, asset management, investment management, finance, legal, compliance ). + Maintain accurate ... Group Management Company is a multi-billion dollar real estate investment and property management firm. As we continue to...(HGI) is a leading global private equity real estate investment manager, with $20 billion in assets under management.… more
- Aegon Asset Management (OH)
- …expertise in plan management, including, but not limited to technical, compliance , administration, investment , and participant solutions. + Proficiency using ... of customers and thousands of employees worldwide. Our insurance, retirement, and investment solutions help people make the most of what's important to them.… more
- Caterpillar, Inc. (East Peoria, IL)
- …include forecasting and actual analysis supporting business partners within Drivetrain, capital investment , and compliance support. This role offers a fantastic ... Drivetrain Operations + Participate in and lead teams addressing complex problems + Investment Analysis - determining Internal Rate of Return (IRR) for medium to… more
- JPMorgan Chase (New York, NY)
- …products such as Custody, Fund Accounting, Fund Admin, Hedge Funds Servicing, Investment Analytics, Compliance , ETFs, IMOS, Private Equity and Real Estate ... spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing… more
- City National Bank (Los Angeles, CA)
- …* For Wealth Management Compliance roles, experience working within a Compliance Investment Management role. *WHAT'S IN IT FOR YOU?* *Compensation*Starting ... role * Minimum 5 years of experience in banking operations, compliance and/or risk management activities *Additional Qualifications* * Strong interpersonal,… more
- Raymond James Financial, Inc. (Denver, CO)
- …Excel * Concepts, practices, and procedures of securities industry and/or banking compliance reviews. * Fundamental investment concepts, practices and procedures ... experience, specialized training and/or certification in securities or banking industry compliance to administer and manage an assigned compliance function.… more
- KeyBank (Brooklyn, OH)
- …management products and services (eg - trust/fiduciary, private banking, securities/ investment management, capital markets), compliance , operations, and risk ... professional and/or industry sponsored certifications in wealth management, trust, investment management, and/or fiduciary risk management and/or compliance … more
- Rhythm Pharmaceuticals (Boston, MA)
- …settlements. + Investment Management + Assist in monitoring short-term investment activity in compliance with internal policies and risk parameters. ... of the company's treasury function, including cash operations and reporting, compliance , and treasury technology administration across a dynamic and growing… more
- Bloomberg (New York, NY)
- …role within the order management lifecycle by enabling enforcement of the firm's investment policies. Our Compliance Violations team is a critical part of ... Engineering and CTO Ref # 10043826 **Description & Requirements** Asset Investment Manager (AIM) is Bloomberg's award-winning buy-side order management system (OMS),… more