• Senior Portfolio Advisor

    Citigroup (New York, NY)
    …+ **Identify and initiate cross-business opportunities** with the various coverage teams and investment solutions **.** + Ensure 100% ** compliance on all Citi ... Group (ICG) and offers a wide range of products and solutions, from investment strategies, to banking and lending, to trust and specialized services. CGW delivers… more
    Citigroup (08/14/25)
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  • Investor Relations Associate

    Harbor Group Management (New York, NY)
    …databases. + Collaborate closely with internal teams (transactions, asset management, investment management, finance, legal, compliance ). + Maintain accurate ... Group Management Company is a multi-billion dollar real estate investment and property management firm. As we continue to...(HGI) is a leading global private equity real estate investment manager, with $20 billion in assets under management.… more
    Harbor Group Management (09/03/25)
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  • Senior Client Executive (NE Ohio/Western PA)

    Aegon Asset Management (OH)
    …expertise in plan management, including, but not limited to technical, compliance , administration, investment , and participant solutions. + Proficiency using ... of customers and thousands of employees worldwide. Our insurance, retirement, and investment solutions help people make the most of what's important to them.… more
    Aegon Asset Management (08/13/25)
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  • Accountant

    Caterpillar, Inc. (East Peoria, IL)
    …include forecasting and actual analysis supporting business partners within Drivetrain, capital investment , and compliance support. This role offers a fantastic ... Drivetrain Operations + Participate in and lead teams addressing complex problems + Investment Analysis - determining Internal Rate of Return (IRR) for medium to… more
    Caterpillar, Inc. (09/10/25)
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  • Securities Services - Client Solutions…

    JPMorgan Chase (New York, NY)
    …products such as Custody, Fund Accounting, Fund Admin, Hedge Funds Servicing, Investment Analytics, Compliance , ETFs, IMOS, Private Equity and Real Estate ... spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing… more
    JPMorgan Chase (08/14/25)
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  • Regulatory Relations Analyst

    City National Bank (Los Angeles, CA)
    …* For Wealth Management Compliance roles, experience working within a Compliance Investment Management role. *WHAT'S IN IT FOR YOU?* *Compensation*Starting ... role * Minimum 5 years of experience in banking operations, compliance and/or risk management activities *Additional Qualifications* * Strong interpersonal,… more
    City National Bank (08/24/25)
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  • Sr. Manager, Compliance Data Analytics

    Raymond James Financial, Inc. (Denver, CO)
    …Excel * Concepts, practices, and procedures of securities industry and/or banking compliance reviews. * Fundamental investment concepts, practices and procedures ... experience, specialized training and/or certification in securities or banking industry compliance to administer and manage an assigned compliance function.… more
    Raymond James Financial, Inc. (08/29/25)
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  • Director, Asset Management Testing

    KeyBank (Brooklyn, OH)
    …management products and services (eg - trust/fiduciary, private banking, securities/ investment management, capital markets), compliance , operations, and risk ... professional and/or industry sponsored certifications in wealth management, trust, investment management, and/or fiduciary risk management and/or compliance more
    KeyBank (09/11/25)
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  • Treasury Manager

    Rhythm Pharmaceuticals (Boston, MA)
    …settlements. + Investment Management + Assist in monitoring short-term investment activity in compliance with internal policies and risk parameters. ... of the company's treasury function, including cash operations and reporting, compliance , and treasury technology administration across a dynamic and growing… more
    Rhythm Pharmaceuticals (09/13/25)
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  • Senior Software Engineer - Buy-Side Violation…

    Bloomberg (New York, NY)
    …role within the order management lifecycle by enabling enforcement of the firm's investment policies. Our Compliance Violations team is a critical part of ... Engineering and CTO Ref # 10043826 **Description & Requirements** Asset Investment Manager (AIM) is Bloomberg's award-winning buy-side order management system (OMS),… more
    Bloomberg (07/11/25)
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