- Aegon Asset Management (Cedar Rapids, IA)
- …of customers and thousands of employees worldwide. Our insurance, retirement, and investment solutions help people make the most of what's important to them. ... of life insurance, annuities, employee benefits, retirement plans, and Transamerica Investment Solutions, and 3) Financial Assets, which includes legacy blocks of… more
- M&T Bank (Buffalo, NY)
- …Develop and structure client strategies using leverage to complement business, investment , tax, estate, and legacy plans. Utilize expertise to develop customized ... for UHNW and HNW clients. Utilize working knowledge of investment management solutions and planning concepts associated with HNW...guidance to team members. + Partner with Closing and Compliance team to ensure accuracy and compliance … more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more
- JPMorgan Chase (New York, NY)
- You will support the Commercial and Investment Bank's Public Finance business in the Americas. You will partner with the Public Finance business on the firm's ... to the Public Finance business and the Commercial & Investment Bank more broadly. You will collaborate daily with...banking, markets, regulatory, and other lawyers, as well as compliance , risk, conflicts, and operations partners. If you possess… more
- Aegon Asset Management (Cedar Rapids, IA)
- …of customers and thousands of employees worldwide. Our insurance, retirement, and investment solutions help people make the most of what's important to them. ... of life insurance, annuities, employee benefits, retirement plans, and Transamerica Investment Solutions, and 3) Financial Assets, which includes legacy blocks of… more
- JPMorgan Chase (New York, NY)
- …projects, analyses and leads ad hoc special projects as well as compliance support. Business Management needs highly-motivated creative thinkers who can leverage ... partner with management to promote business strategy through projects, analyses, and compliance support. You will be expected to respond quickly on time-sensitive… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Advisor compensation at the gross and net levels, ensuring accuracy and compliance with firm policies. + Processes account payables, receivables, and/or fixed asset ... to assist with issues concerning various broker-dealer trades and investment products. + Collaborates with cross-functional teams, including portfolio managers,… more
- JPMorgan Chase (Tampa, FL)
- The Corporate Investment Bank's Know Your Customer (KYC) team is at the forefront of safeguarding JP Morgan's reputation and financial assets by ensuring strict ... compliance with a wide range of regulations. Through a...range of client types and structures, including SPVs, personal investment vehicles, trusts and foundations, governments, organizations, and banks… more
- Neuberger Berman (New York, NY)
- …ensuring ongoing oversight and escalation of control matters + Partner with Compliance , Risk, Legal, Operations, and other control partners to ensure the highest ... with significant experience in business controls, risk management, audit, or compliance within Wealth Management, Private Banking, or a similar environment +… more
- Robert Half Finance & Accounting (Denver, CO)
- …The Accountant will play a key role in managing financial reporting, compliance , and analysis for the organization. This role requires strong technical accounting ... to work collaboratively across departments. Experience with public pension, finance, investment accounting, or retirement benefits is highly valued, though not… more