- Aegon Asset Management (Cedar Rapids, IA)
- …of customers and thousands of employees worldwide. Our insurance, retirement, and investment solutions help people make the most of what's important to them. ... of life insurance, annuities, employee benefits, retirement plans, and Transamerica Investment Solutions, and 3) Financial Assets, which includes legacy blocks of… more
- JPMorgan Chase (New York, NY)
- …projects, analyses and leads ad hoc special projects as well as compliance support. Business Management needs highly-motivated creative thinkers who can leverage ... partner with management to promote business strategy through projects, analyses, and compliance support. You will be expected to respond quickly on time-sensitive… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Advisor compensation at the gross and net levels, ensuring accuracy and compliance with firm policies. + Processes account payables, receivables, and/or fixed asset ... to assist with issues concerning various broker-dealer trades and investment products. + Collaborates with cross-functional teams, including portfolio managers,… more
- JPMorgan Chase (Tampa, FL)
- The Corporate Investment Bank's Know Your Customer (KYC) team is at the forefront of safeguarding JP Morgan's reputation and financial assets by ensuring strict ... compliance with a wide range of regulations. Through a...range of client types and structures, including SPVs, personal investment vehicles, trusts and foundations, governments, organizations, and banks… more
- Neuberger Berman (New York, NY)
- …ensuring ongoing oversight and escalation of control matters + Partner with Compliance , Risk, Legal, Operations, and other control partners to ensure the highest ... with significant experience in business controls, risk management, audit, or compliance within Wealth Management, Private Banking, or a similar environment +… more
- Robert Half Finance & Accounting (Denver, CO)
- …The Accountant will play a key role in managing financial reporting, compliance , and analysis for the organization. This role requires strong technical accounting ... to work collaboratively across departments. Experience with public pension, finance, investment accounting, or retirement benefits is highly valued, though not… more
- CIBC (Boston, MA)
- …and strategic segments. Become a subject matter expert on client accounts and investment offerings, supporting the team with key initiatives and special projects. + ... back up all aspects of the Client Service Administrator's responsibilities. + **Ensure compliance and manage risk -** Integrate compliance controls and processes… more
- Eversource Energy (Westwood, MA)
- …in support of Eversource's project initiating, planning, executing, controlling, compliance and close\-out initiatives\. This position will work closely with ... **Essential Functions:** + Works with Engineering Management, Project Management, Investment Planning, Operations, Contract Administration, Procurement, Materials personnel to… more
- Robert Half Finance & Accounting (Chicago, IL)
- …the year-end audited financial statements. + Research technical accounting issues for compliance ; ensure compliance with local, state, and federal government ... data, inclusive of accounting records, ledgers and reporting systems, ensuring compliance with appropriate GAAP standards and regulatory requirements. + Assist in… more
- Eversource Energy (Hartford, CT)
- …in support of Eversource's project initiating, planning, executing, controlling, compliance and close\-out initiatives\. This position will work closely with ... Project Management **Essential Functions:** + Works with Project Management, Investment Planning, Operations, Contract Administration, Procurement, Materials personnel to… more