- Principal Financial Group (Des Moines, IA)
- …the privacy of, and access to employee and customer information in compliance with federal and state laws, and the organization's information privacy practices. ... and promote our internal privacy policies, standards, and resources. Ensure compliance with company privacy practices, privacy and security laws and regulations.… more
- Wells Fargo (New York, NY)
- …Quant - Vice President (Lead Securities Quantitative Analytics Specialist) in Corporate & Investment Banking as part of Global Markets. Learn more about the career ... areas and lines of business at wellsfargojobs.com . Our Corporate & Investment Banking Front Office Quantitative Model Development Team is working on a strategic… more
- Wells Fargo (Charlotte, NC)
- …and client experience. The ideal candidate will bring deep knowledge of investment management, practice management, and planning strategies to support growth across ... to deliver training, education, and strategic support to advisors. + Ensure compliance with regulatory requirements and internal policies across all activities. +… more
- American States Utility Services (Eglin AFB, FL)
- …ensuring that Field Inspectors are familiar with these reports and are monitoring compliance * Prepares and presents to management periodic reports on progress of ... the ASUS Health and Safety Plan, and risks mitigated to prevent non- compliance with either. * Establish and maintain effective working relationships with subordinate… more
- Wells Fargo (Philadelphia, PA)
- …role:** Wells Fargo is seeking a Branch Complex Senior Manager in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about our career areas ... all centers of excellence (COE) and support partners; managing risk/ compliance ; expense / P&L management; and exception management +...+ Execute on strategic vision of the Wealth and Investment Management (WIM) group of Wells Fargo to help… more
- US Bank (Charlotte, NC)
- …and other financial information. This role is critical in ensuring compliance with regulatory and accounting standards and maintaining accurate reporting. The ... ideal candidate will have a strong background in investment accounting and GAAP reporting. **ESSENTIAL FUNCTIONS:** + Prepare and review financial statements (eg,… more
- City National Bank (Charlotte, NC)
- …Trust Administration, Retirement and Custody Services, Specialty Wealth Assets, Investment Advisory, Broker/Dealer, Investment Banking activities for CNB's ... Markets, Registered and Unregistered Fund Vehicles, Support Functions (Operations, Compliance , Risk). Additionally, the position is responsible for maintaining and… more
- Amazon (Redmond, WA)
- …finance partner to three organizations within Kuiper (Technical Program Management, Regulatory/ Compliance , and Optical Inter Satellite Link). You will be responsible ... will partner with business leaders to develop operating plans including capital investment and funding needed to build a global infrastructure network. Success in… more
- JPMorgan Chase (Palo Alto, CA)
- As part of the Commercial & Investment Bank, JP Morgan Payments enables organizations of all sizes to execute transactions efficiently and securely, transforming the ... as model complexity, scalability, and latency. + Partner with Risk and Compliance teams to ensure comprehensive model documentation, track performance metrics, and… more
- Aegon Asset Management (Cedar Rapids, IA)
- …of customers and thousands of employees worldwide. Our insurance, retirement, and investment solutions help people make the most of what's important to them. ... of life insurance, annuities, employee benefits, retirement plans, and Transamerica Investment Solutions, and 3) Financial Assets, which includes legacy blocks of… more