- Santander US (New York, NY)
- Investment Banking Analyst - Ratings Advisory Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the ... of and familiarity with Rating Agencies' methodology and criteria. + Ensures compliance with all policy, legal and federal regulations. What You Bring: To… more
- Raymond James Financial, Inc. (Chicago, IL)
- …corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset ... **Knowledge of** **:** + Fundamental concepts, practices, and procedures of Investment Banking. + Fundamental investment concepts, practices and procedures… more
- Raymond James Financial, Inc. (Denver, CO)
- …corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset ... Abilities** **Knowledge of** * Fundamental concepts, practices and procedures of Investment Banking. * Fundamental investment concepts, practices and procedures… more
- Raymond James Financial, Inc. (New York, NY)
- …company complies with regulations and good financial practice. Develop and amend investment models to provide input to senior colleagues and/or help manage assigned ... supervision and provides technical guidance when required on achieving full compliance with applicable rules and regulations in management and/or operations. Works… more
- Eversource Energy (Hadley, MA)
- …not sponsor candidates for work visas for this position\._ The Financial Analyst provides financial support to the operation organization\. Coordinates and supports ... recommendations\. + Monitors capital projects to ensure they are in within compliance of threshold spending\. + Supports the development of rate case timelines… more
- MUFG (New York, NY)
- …and approval + Oversee and manage internal processes required for compliance and execution, including KYC, profitability analysis, committee approvals, legal due ... The typical base pay range for this role is between $110k-190k ( analyst & associate range) depending on job-related knowledge, skills, experience and location.… more
- Wellington (Boston, MA)
- …our clients. **About the Role** Position overview The Senior Compliance Analyst will support Wellington Management's global investment & trading ... as well as investment and trading personnel. Responsibilities The Senior Compliance Analyst 's primary responsibilities will include the following + Providing… more
- Citizens (San Francisco, CA)
- …finance, equity research, and sales and trading. Position Overview We are seeking a Compliance Officer to support our Research, Investment Banking Compliance ... processes to identify and manage conflicts of interest between Research, and Investment Banking activities, ensuring compliance with the Global Research… more
- CalSTRS (Sacramento, CA)
- Job Posting: Investment Officer II, Investment Compliance State Teachers' Retirement System JC-493302 - Investment Officer II, Investment ... Investment Officer II (IO II) on the Investment Compliance team. CalSTRS Investment ...who possesses a professional certification as a Chartered Financial Analyst (CFA) may receive a 5% monthly base pay… more
- Wellington (Boston, MA)
- **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our ... investment solutions, tailored to the unique return and risk...This is a great opportunity for an experienced Systems Analyst to join a strong, collaborative team in a… more