- Wellington (Chicago, IL)
- …our perspectives with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments ... candidates in Boston, New York and Chicago. The Senior Compliance Analyst will be a member of...platform + Assist with providing timely regulatory advice to investment , business and infrastructure teams, on information… more
- Wellington (Boston, MA)
- …our clients. **About the Role** Position overview The Senior Compliance Analyst will support Wellington Management's global investment & trading ... as well as investment and trading personnel. Responsibilities The Senior Compliance Analyst 's primary responsibilities will include the following + Providing… more
- Wellington (Boston, MA)
- …exam management and engagement with business stakeholders on regulatory issues and business change. The Compliance Senior Analyst will be a member ... those of our clients. **About the Role** POSITION The Compliance Senior Analyst will support Wellington Management's...+ Familiarity with NFA/CFTC regulations and OSC regulation of investment advisers + Global mindset and strong business… more
- Robert Half-Robert Half Corporate (San Ramon, CA)
- …Companies and a Fortune 100 Best Companies to Work For is hiring for a ** Compliance Analyst II** to join the Enterprise Accounts (EA) Compliance team. ... to EA management and the SA Services team. **What You'll Do** + The Compliance Analyst 's primary responsibility is to review and analyze audit and exception… more
- Abbott (Lake Forest, IL)
- …Abbott's Office of Ethics & Compliance has an exciting opportunity for a **Sr. Compliance Analyst ** located in Lake Forest, IL. The Sr. Compliance ... support for developing, updating and maintaining elements of Abbott's compliance program at the franchise, business unit,... unit, regional, divisional or corporate level. The Sr. Compliance Analyst will assist in the development… more
- Guardian Life (New York, NY)
- …and compliance standards impacting Guardian's retail wealth management business , including its affiliated broker-dealer and investment adviser entities. ... Do you want to be part of a collaborative Compliance Legal Team? The Compliance Analyst...Analyst , Park Avenue Securities (PAS), and Park Avenue Investment Advisory (PAA), works as part of the … more
- CBRE (Richardson, TX)
- Cybersecurity Senior Analyst , Audit & Compliance Job ID 237529 Posted 07-Oct-2025 Service line Corporate Segment Role type Full-time Areas of Interest Digital & ... America **About The Role:** As a CBRE Cybersecurity Sr Analyst , Audit & Compliance , you will serve...Audit (IA) teams, external auditors, the global lines of business , the Digital & Technology (D&T) Infrastructure & Operations… more
- Guardian Life (Columbus, OH)
- …of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, you will conduct ... in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a...of NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, with experience at… more
- City National Bank (New York, NY)
- * COMPLIANCE ANALYST * *WHAT IS THE OPPORTUNITY?* The Compliance Analyst will be responsible for monitoring, oversight and independent review and ... * For Wealth Management Compliance roles, experience working within a Compliance Investment Management role. *Compensation* Starting base salary: $70,000 -… more
- Neuberger Berman (New York, NY)
- Neuberger is seeking an Analyst to join the Compliance Team in New York. This person will report into the Chief Compliance Officer - Central Compliance . ... compliance testing as part of the firm's overall Investment Advisers Act Rule 206(4)-7 and FINRA 3130 program...business activities and private investments) in the internal compliance system + Partner with Technology to enhance internal… more