- T. Rowe Price (Baltimore, MD)
- …g row and make a difference in ways that matter to you . Role Summary Investment Compliance is a dynamic team within Global Investment Operations. The team ... and asset management. The ideal candidate will lead two functions within Investment Compliance , overseeing the Implementation and Monitoring teams. The… more
- Manulife (New York, NY)
- …Description:** Based in New York City or Boston, the role of Chief Compliance Officer-Manulife Investment Management Private Markets Registered Funds and CQS ... the design and management of a SEC Rule 38a-1 compliance program for two registered investment companies,...Rule 38a-1 compliance program for two registered investment companies, a business development company, and future private… more
- Manulife (New York, NY)
- …Description:** Based in New York City or Boston, the role of Chief Compliance Officer-Manulife Investment Management Private Markets Registered Funds and CQS ... the design and management of a SEC Rule 38a-1 compliance program for two registered investment companies,...Rule 38a-1 compliance program for two registered investment companies, a business development company, and future private… more
- Citigroup (New York, NY)
- … Investment Advisory programs. The Business Risk - Fiduciary and Advisory Solutions Director will be part of the Investment Solutions team within Citi Wealth. ... Director is responsible for proactively enhancing our Investment Advisory Programs by continually evaluating our offering, ...to proactively prepare for on internal audit, risk / compliance reviews and regulatory exams in Investment … more
- University of Colorado (Boulder, CO)
- **Associate Director of CU Real Estate Investment Management & Finance Pathway (Part-time)** **Requisition Number:** 67112 **Location:** Boulder Colorado ... The Leeds School of Business at CU Boulder encourages applications for an **Associate Director of CU Real Estate Investment Management & Finance Pathway!** The… more
- Huntington National Bank (Columbus, OH)
- …Bachelor's degree + Experience as broker dealer Chief Compliance Officer or lead compliance director for investment banking/M&A at like size or larger ... Description The Huntington Capital Markets Enterprise Compliance Risk Director Senior will play...critical role in the execution and implementation of the Compliance Program for Huntington's Investment Banking Broker… more
- Municipality of Anchorage (Anchorage, AK)
- DIRECTOR OF INVESTMENT OPERATIONS - Range 24 / EXE Print (https://www.governmentjobs.com/careers/moa/jobs/newprint/5054970) Apply DIRECTOR OF INVESTMENT ... Employment Visas, under any circumstances. Example of Duties The Director of Investment Operations (DIO) leads all...of contact for all Trust operations. This role ensures compliance with the IPS, maintains liquidity, and drives return… more
- 3M (Maplewood, MN)
- …military environments to a 3M career. **The Impact You'll Make in this Role** As a Investment Director , in 3M Ventures you will have the opportunity to tap into ... **Job Description:** _Investment Director , 3M Ventures_ **Collaborate with Innovative 3Mers Around...3M's broad set of businesses + Managing the entire investment process, as needed, including mapping investment … more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** **Position:** Director , Corporate & Investment Banking Oversight, US FCRM TDS Business ... Assess and opine on financial crime risks of new products and mandates. The Director , Corporate & Investment Banking Oversight, is responsible for supporting the… more
- KeyBank (Brooklyn, OH)
- …for various investment products. As part of these responsibilities, the Director may also be required to meet with the media to express recommendations ... 4900 Tiedeman Road - Brooklyn, Ohio 44144-2302 ABOUT THE JOB (JOB BRIEF) The Director -level research team member has integral role as a senior equity research team… more