- Charles Schwab (Washington, DC)
- …and annuities, 529 Education Savings Plans and alternative investments. As a ** Director , Legal Counsel- Alternative Investment Platforms** , you will primarily ... will be responsible for legal support of the platforms on which alternative investment products are made available to the customers of Charles Schwab & Co., although… more
- Citigroup (Washington, DC)
- The Investment Counselor Principal is a strategic professional who closely follows latest trends in own field and adapts them for application within own job and the ... its ability to build relationships with, and service the investment needs of ultra-high net worth clients in the...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Citigroup (San Francisco, CA)
- …asset managers and management professionals with deep industry specific expertise. The Investment Counselor is the primary wealth advisor serving High Net Worth and ... Ultra High Net Worth professionals in these fields. **Responsibilities:** + Investment counselors joining Citi Wealth will be distinguished and highly accomplished… more
- JPMorgan Chase (New York, NY)
- …being shared with senior leadership and C-Suite management. As a Firmwide Investment and Strategic Media Partnerships-Executive Director on the Advanced Media ... with paid media subject matter experts, Media Agencies, Media Vendors, Controls, Compliance , Legal and Sourcing. This ensures the solutions are delivered end-to-end,… more
- Citigroup (New York, NY)
- …role is to act as strategic advisor to our clients by formulating investment strategies and raising capital for clients. **Responsibilities:** + Leverage past ... investment banking or related experience to enhance Mergers and...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- S&P Global (Englewood, CO)
- …personal securities holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to the Policy's ... or potential conflict of interest. Employment at S&P Global is contingent upon compliance with the Policy. **Recruitment Fraud Alert:** If you receive an email from… more
- City of New York (New York, NY)
- …labor law compliance on affordable housing construction projects. The deputy director reviews the compliance officers' caseloads and ensures that all ... billion in new capital funding, bringing the 10-year planned investment in housing to $22 billion the largest in...Your Team: The Office of Economic Opportunity and Regulatory Compliance (EORC) lead the agency's effort to promote inclusion… more
- Manulife (Boston, MA)
- …(GWAM) division plays a crucial role in this mission. We are seeking a Director for Financial Crime Compliance to oversee and enhance our compliance ... our global efforts and peers in GWAM FCC. The Director of AML/CFT Financial Crime Compliance is...Review key performance indicators received from administrators, distributors, and investment managers. + Engage with Business Unit Compliance… more
- Manulife (Boston, MA)
- …oversight of local, SEC registered fund and investment adviser compliance policies, procedures, and testing programs. This Director collaborates extensively ... The Director , US Retail Compliance , plays a...initiatives. **Required Qualifications:** + 10+ years of experience in investment operations, compliance , auditing, or regulatory roles… more
- YMCA of Greater Seattle (Seattle, WA)
- …our communities in a culturally versatile and respectful manner. Job Summary The Director of Accounting and Compliance provides operational leadership for the ... Reporting to the Vice President of Finance and Accounting, the Director supervises the Accounting Specialist, Association Administration Director , and… more