- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... 10 years of audit experience in the in Audit, Risk, Business Control, Compliance , Finance in the financial industry. + Strong knowledge of securitized products (ECM,… more
- JPMorgan Chase (Washington, DC)
- …verbal and written communication skills; strong problem solving skills + Understanding of Compliance , Know Your Customer and Risk Awareness + This role supports US ... spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing… more
- MUFG (Los Angeles, CA)
- …in North America, and is housed within MUFG's Global Corporate and Investment Banking division. The ABF group delivers full services-based capabilities to MUFG's ... preparation for various internal and external examinations and audits and all compliance and operational aspects of the business. **Requirements:** + A Bachelor's… more
- American Water (Mechanicsburg, PA)
- …analysis and modeling, rate case support, business development support, and ensuring compliance with generally accepted accounting principles. This role is a key ... of proposed growth opportunities to assure financial viability using appropriate investment and risk appraisal techniques. * Provide financial guidance and serve… more
- BD (Becton, Dickinson and Company) (San Diego, CA)
- …Unit Quality, Regulatory Affairs, R&D, Operations, Service, Medical Affairs, Legal, Regional Compliance , and Post Market Quality on the review and approval of the ... BD while leaving a legacy at the same time. And through the organization's investment in BD University, you will continually level up your tech skills and expertise.… more
- Kyndryl (New York, NY)
- …negotiation, and deal closure + Development of business cases with return on investment analysis + Extensive experience leading Rise with SAP and S4/HANA sales and ... veteran status, or other characteristics. Kyndryl is also committed to compliance with all fair employment practices regarding citizenship and immigration status. more
- Newell Brands (Sandy Springs, GA)
- …day. he Innovation Portfolio Program Leader is responsible for facilitating investment allocations across different types of innovation aligned to business goals ... Strong knowledge of the CPG product lifecycle, including regulatory and quality compliance . + Experience embedding agile or hybrid PMO models in matrixed… more
- Berkshire Bank (Boston, MA)
- Division: Asset Management Department: Berkshire Wealth Management Reports to: Managing Director & Chief Investment Officer, Wealth Management Status: ... of the Wealth Management (Trust department) business and the Berkshire Banc Investment Services business. The VP, Compliance Officer is also responsible… more
- Scotiabank (Dallas, TX)
- …draft supporting materials and testing report get submitted to the Head of GBM&T Compliance Testing, Director of Swap Dealer and Derivatives Compliance ... least 3 of which should involve testing or audit. + Experience/background in compliance applicable to institutional trading & sales, investment banking, futures… more
- Thrivent Financial (Minneapolis, MN)
- …leaders in the Investment division. The incumbent reports to the Director , Portfolio Compliance . Job Responsibilities and Duties + Maintain and administer ... compliance oversight for Thrivent's General Account, mutual funds, and other investment accounts. Portfolio Compliance oversight includes ensuring that all… more