- CyrusOne (Dallas, TX)
- The Lease Compliance Manager is responsible for ensuring that client services are delivered in full compliance with lease agreements, legal requirements, and ... Finance, Implementations, Operations, and Customer Success to proactively manage compliance , mitigate risk, and ensure a best-in-class customer experience. **Lease… more
- Abbott (Alameda, CA)
- …levels with our new sensing technology. **The Opportunity** This **Regulatory Affairs Manager - International Compliance Operations** will work on-site at our ... can qualify for free medical coverage in our Health Investment Plan (HIP) PPO medical plan in the next...levels with our new sensing technology. This **Regulatory Affairs Manager - International Compliance Operations** will provide… more
- SMBC (New York, NY)
- …employees. **Role Description** Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Policy Manager to join our Compliance Department ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- Abbott (Maple Grove, MN)
- …from routine fingersticks. **The Opportunity** We are looking for our next **Regulatory Operations Compliance Manager ** to join our team on-site out of our Maple ... can qualify for free medical coverage in our Health Investment Plan (HIP) PPO medical plan in the next...Grove, or St. Paul, MN locations. This Compliance Manager , Global Regulatory Operations would be… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $120,000 - $190,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** The TD Securities US Compliance team is looking for Vice President candidates to join the trade… more
- JPMorgan Chase (Newark, DE)
- …and striving to be best-in-class. As a Program/Project Manager (Product Manager ) Vice President within the Compliance , Conduct and Operational Risk (CCOR) ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Excel * Concepts, practices, and procedures of securities industry and/or banking compliance reviews. * Fundamental investment concepts, practices and procedures ... experience, specialized training and/or certification in securities or banking industry compliance to administer and manage an assigned compliance function.… more
- Raymond James Financial, Inc. (Pittsburgh, PA)
- …education, experience, specialized training, and/or certification in the banking industry compliance to administer and manage an assigned compliance function. ... for the department. + Serves as a leader of compliance pillars that make up the Bank's compliance...(FFIEC); Federal Reserve System; state banking regulatory agencies. + Investment concepts, practices and procedures used in the securities… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …experience, specialized training and/or certification in securities or banking industry compliance to assist in administering and managing an assigned compliance ... **Essential Duties and Responsibilities** + Assists the Capital Markets Fixed Income Compliance team with managing their core compliance program to ensure… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …experience, specialized training, and/or certification in project management, information compliance risk management, and the securities and/or banking industry to ... support Information Compliance Risk Management's (ICRM) people, processes, technology initiatives, and...Reserve System; and state banking regulatory agencies. + Fundamental investment concepts, practices and procedures used in the securities… more
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