- Raymond James Financial, Inc. (St. Petersburg, FL)
- …experience, specialized training, and/or certification in project management, information compliance risk management, and the securities and/or banking industry to ... support Information Compliance Risk Management's (ICRM) people, processes, technology initiatives, and...Reserve System; and state banking regulatory agencies. + Fundamental investment concepts, practices and procedures used in the securities… more
- Intuit (Washington, DC)
- …of training programs to identify areas for improvement and demonstrate return on investment .* Collaborate with Compliance leadership to identify and mitigate ... **Overview** We are seeking a passionate and innovative Compliance Training Leader to design, develop, and deliver...Leader to design, develop, and deliver engaging and effective compliance training programs across our organization. This role is… more
- Raymond James Financial, Inc. (Denver, CO)
- …and skills obtained through education and experience in retirement plan and/or recordkeeper compliance to administer and manage ERISA and DOL compliance for the ... analyze, and resolve complex issues. **Essential Duties and Responsibilities** + Provides compliance support and assist building out a compliance program for… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …communications and applies them accordingly. + Coaches, trains, and mentors less experienced Compliance Specialists. + May serve as a "team lead" for more junior ... compliance associates including potentially assisting in the talent selection...Reserve System; and state banking regulatory agencies. + Fundamental investment concepts, practices and procedures used in the securities… more
- Abbott (Sturgis, MI)
- …Our 114,000 colleagues serve people in more than 160 countries. **Job Title** Project Manager , Quality and Compliance **Working at Abbott** At Abbott, you can do ... can qualify for free medical coverage in our Health Investment Plan (HIP) PPO medical plan in the next...manage detailed project plans, documentation, and risk assessments, ensuring compliance with regulatory standards and driving teams to meet… more
- JPMorgan Chase (Newark, DE)
- …challenging the status quo and striving to be best-in-class. As a Project Manager II (Product Analyst) Associate within the Compliance , Conduct and Operational ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking,… more
- SMBC (Jersey City, NJ)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... the onboarding of the respective areas into the Governance, Risk and Compliance (GRC) platform. Collaborative, organized and coordinated approach with all related… more
- TD Bank (New York, NY)
- …to join our team in New York City. The ideal candidate must have compliance experience in the investment banking space, preferably in an advisory capacity. ... will primarily focus on the management of the firms compliance program supporting all corporate investment banking...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- APTIM (Denver, CO)
- …and provide ideas to solve existing client challenges related to DOT compliance . + Develop a working understanding of APTIM's other consulting practice areas ... (eg project planning, budgeting, client engagement, task management) to lead DOT compliance opportunities with commercial clients. + Support the pursuit, hiring and… more
- Wellington (Boston, MA)
- …Hong Kong, London, New York, Radnor, San Francisco, Singapore, and Tokyo). Within the investment platform, we are seeking a Business Manager to partner with the ... Investment Grade Private Placements, and is one of the fastest growing investment groups within Wellington. The Business Manager will work closely with the… more