- SMBC (New York, NY)
- …employees. **Role Description** Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Policy Manager to join our Compliance Department ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- Abbott (Maple Grove, MN)
- …the Abbott's medical device division. As an individual contributor, the function of a Compliance Manager is to combine the knowledge of Regulatory, Quality and ... can qualify for free medical coverage in our Health Investment Plan (HIP) PPO medical plan in the next...Opportunity** We are looking for our next **Regulatory Operations Compliance Project Manager ** to join our team… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** The TD Securities US Compliance team is looking for Vice President candidates to join the trade… more
- Robert Half-Robert Half Corporate (San Ramon, CA)
- …and a Fortune 100 Best Companies to Work For is hiring for a Contracts Compliance Manager NA to join the Procurement department. The Contracts Compliance ... of term expiry dates, security assessment evaluations, purchase obligations, regulatory compliance documentation to include Supplier Inclusion, GDPR, ISO, and other… more
- JPMorgan Chase (Newark, DE)
- …the status quo and striving to be best-in-class. As a Global Financial Crimes Compliance (GFCC) Screening Manager within the Compliance , Conduct, and ... JPMorgan Chase. As a part of Risk Management and Compliance , you are at the center of keeping JPMorgan...200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking,… more
- Motion Recruitment Partners (Austin, TX)
- Compliance Manager - Financial Industry Austin, Texas **Hybrid** Contract $60/hr - $75/hr Our client is a software and consulting company with long-standing ... 10+ years in Business Analysis, Systems Analysis, or Project Management. + Deep compliance expertise in a global investment management environment. + Strong… more
- JPMorgan Chase (Jersey City, NJ)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking,… more
- Citizens (Iselin, NJ)
- …FINRA-registered institutional broker-dealer offering comprehensive services in M&A advisory, investment banking, corporate finance, equity research, and sales and ... trading. Job Description We are seeking a Compliance Officer for our Fixed Income Sales & Trading...team. Reporting to the Head of Sales & Trading Compliance , this role guides front office staff on regulatory… more
- Raymond James Financial, Inc. (Denver, CO)
- …Excel * Concepts, practices, and procedures of securities industry and/or banking compliance reviews. * Fundamental investment concepts, practices and procedures ... experience, specialized training and/or certification in securities or banking industry compliance to administer and manage an assigned compliance function.… more
- Raymond James Financial, Inc. (New York, NY)
- **Essential Duties and Responsibilities** + Oversees compliance and risk-related training and education processes in collaboration with internal stakeholders. + ... processes with key stakeholders. + May coach, train, and mentor others Compliance associates. + May coordinate with stakeholders to develop and implement continuing… more