- Janus Henderson Investors (Denver, CO)
- … communications, including macroeconomic commentary, market updates, portfolio manager perspectives, portfolio-specific commentary, positioning papers and/or other ... insights. This role is instrumental in sharing the intellectual capital of our investment teams with clients in a timely, easy-to-consume and relevant manner. +… more
- PNC (Philadelphia, PA)
- …LOB (Line of Business) Risk Expert within PNC's Asset Management Group Investment Office organization, you will be based in Philadelphia, PA. Responsibilities ... a regular basis. Some responsibilities may be performed remotely, at the manager 's discretion. The ideal candidate will: * Implement complex and significant… more
- Citigroup (O'Fallon, MO)
- …to Know-Your-Customer (KYC) and Anti-Money Laundering (AML) procedures for Citi's Investment and/or Banking clients. Position is responsible for providing best in ... class service on Banking and/or Investment inquiries, and ensuring risk is prudently managed. **Responsibilities:**...and firm policy. + Ensures that KYC/AML and other compliance norms are strictly adhered to. + Builds a… more
- Mizuho Corporate Bank (New York, NY)
- Responsibilities: Support direct team manager for all onboarding processes: + Manage daily onboarding requests for all divisions of Mizuho + End to end onboarding ... Liaise with Front Office and clients directly + Review monthly Americas Legal Compliance Dept. (ALCD) exceptions for new onboarding remediation + Adhere to internal… more
- KeyBank (Brooklyn, OH)
- …products offered by Real Estate Capital, primarily the Community Development Lending and Investment team, or other KeyBank lines of business as required by credit ... policy, including compliance with credit policy, internal compliance procedures...transactions. Independently manage assigned work with limited oversight from Manager and offer assistance to others as time permits.… more
- BMO Financial Group (New York, NY)
- The Healthcare Investment Banking team is recruiting for an Associate to join the New York office. The Associate, provides a combination of sector expertise, ... the complexity of transactions and related risk (credit, market, operational, legal/ compliance , etc.). + Provides feedback on, and supports continuous improvement… more
- BMO Financial Group (Chicago, IL)
- …platform using a sector ecosystem approach. This role is within our Regional Investment Banking team, HQd out of Chicago with the mandate of covering commercial ... banking clients/prospects across our core regions from an investment banking standpoint including M&A, Leveraged Finance, ECM, DCM, & Private Capital raising… more
- Robert Half Finance & Accounting (San Francisco, CA)
- Description Jennifer Fukumae is partnering with a growing, mission-driven investment management firm with a strong reputation for responsible investing and a ... and continuous learning. The Senior Associate will report to the Corporate Accounting Manager and support core accounting functions, with a primary focus on accounts… more
- BMO Financial Group (New York, NY)
- The Financial Institutions Group (FIG) Investment Banking team is hiring a Vice President to join in New York. Provides a combination of deep industry sector ... the complexity of transactions and related risks (credit, market, operational, legal/ compliance , etc.). + Balances the Bank's risk appetite with client needs… more
- M&T Bank (Baltimore, MD)
- …Manage the first line of defense risk management responsibilities of the Investment Bank and Institutional Broker-Dealer in accordance with the Enterprise Risk ... issues and the timely completion of remediation plans. Partner with the Investment Banking Executive and Leadership team on risk and control topics impacting… more