- Scotiabank (Houston, TX)
- Senior Manager , CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range shown is ... & Research Compliance Advisory team which provides compliance advisory coverage for the Corporate & Investment... compliance advisory coverage for the Corporate & Investment Banking (CIB), Equity Capital Markets (ECM), Debt Capital… more
- Insight Global (Los Angeles, CA)
- Job Description Insight Global is looking for a Compliance /Operations Manager for an investment firm in Los Angelos, CA. As a Compliance Officer, you ... . Skills and Requirements -minimum of 2/3 years of compliance experience at a registered investment advisory firm -Bachelor's degree -basic understanding of the … more
- Scotiabank (New York, NY)
- Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 230322 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range ... Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the...individual must contribute to the overall success of the Compliance Department by ensuring specific individual goals, plans, and… more
- SMBC (New York, NY)
- …reporting. The successful Vice President, Compliance Transformation Project Manager has demonstrated experience in Commercial/Corporate Banking, Investment ... portfolio of benefits to its employees. **Role Description** The Vice President, Compliance Transformation Project Manager manages Compliance transformation… more
- TD Bank (New York, NY)
- …Description:** TD Securities is seeking a highly experienced and strategic Senior Conflict Manager to join our Compliance Control Room. This role is critical ... global financial institution, preferably in a control room or compliance function + Deep understanding of investment ...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Skanska (Queens, NY)
- Skanska is searching for a dynamic DBE Compliance Manager . This is a great opportunity to start a career with a company that builds things that matter and values ... which is why our values support and drive our D&I efforts. The Senior DBE Compliance Manager will take part in administering Skanska's DBE Compliance Program… more
- City of New York (New York, NY)
- …Housing - Compliance and Enforcement Your Impact: As an Assistant Project Manager for Housing Incentives' Compliance and Enforcement (C&E) division, you will ... has committed $5 billion in new capital funding, bringing the 10-year planned investment in housing to $22 billion the largest in the city's history. This… more
- Capital One (Mclean, VA)
- …experience + Relevant professional certification, such as a Certified Regulatory Compliance Manager (CRCM) + Experience supporting software areas, business ... Manager , Software Compliance Advisor Ever since...new and merging technology + Experience with the corporate investment due diligence processes At this time, Capital One… more
- Abbott (Alameda, CA)
- …130 years, seeks an experienced Senior Manager , Data Privacy Engineer and Compliance Manager to support the Diabetes Care Division ("ADC"). Preference for ... can qualify for free medical coverage in our Health Investment Plan (HIP) PPO medical plan in the next...Ability to manage risk in ambiguous and complex situations. Compliance Manager Responsibilities: + Partners with all… more
- Robert Half Finance & Accounting (Philadelphia, PA)
- Description Well established public accounting firm seeks a Tax Compliance Manager who can oversee all aspects of their real estate investment portfolio. ... statement tax disclosures as needed. To be successful in this role, Tax Compliance Manager must have the ability to review and prepare complex tax returns and… more