- CBRE Government and Defense Services (Santa Rita, GU)
- …robust preventive maintenance program. The Supervisor II will work closely with the Project Manager to ensure all work is completed safely, on time, and by contract ... shall be in charge on-site at the facility during hours that the Program Manager are not available. The Supervisor II is directly responsible for the quality… more
- Citigroup (New York, NY)
- …providing other administrative tasks. **Responsibilities:** + Directly supports a C16 level manager and generally supports an entire department + Manages day to day ... calendar(s) of senior management + Coordinates all aspects of executive level manager appointments, meetings, receptions and conference calls + May prepare and… more
- UNUM (Chattanooga, TN)
- …ensures the integrity of accounting records for completeness, accuracy and compliance with accounting policies and principals. + Prepares and distributes periodic ... accounting and financial analysis for designated area and routine reports for manager . + Assist with tax controversies and notices, by responding to information… more
- Scotiabank (Dallas, TX)
- Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 99,790.00 - 190,995.00 _Please note ... least 3 of which should involve testing or audit. + Experience/background in compliance applicable to institutional trading & sales, investment banking, futures… more
- Scotiabank (Houston, TX)
- Senior Manager , CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range shown is ... & Research Compliance Advisory team which provides compliance advisory coverage for the Corporate & Investment... compliance advisory coverage for the Corporate & Investment Banking (CIB), Equity Capital Markets (ECM), Debt Capital… more
- Charles Schwab (Lone Tree, CO)
- …the team, as a Senior Manager , responsible for conducting risk-based compliance testing within our affiliated investment advisory programs and mutual funds. ... internal controls, policies, procedures and systems designed to achieve and/or monitor compliance with applicable regulatory requirements. The Senior Manager is… more
- TD Bank (New York, NY)
- …the Compliance Business Oversight Manager will:** + **Ensure ongoing compliance with the Investment Company Act of 1940, FINRA, SEC rules, and ... + **Participate in other initiatives as needed** **Job Summary:** The ** Compliance Administration Oversight & Reporting Manager ** ensures regulatory adherence… more
- TD Bank (Mount Laurel, NJ)
- …in as a subsidiary of the Toronto-Dominion Bank.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective guidance ... who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance ,… more
- Charles Schwab (Westlake, TX)
- …integrity **Preferred Qualifications:** + Degree from a college/university + Investment Adviser Certified Compliance Professional (IACCP(R)) designation, FINRA ... "challenge the status quo" and transform the finance industry together. In Compliance , we help our business partners achieve their strategic priorities by promoting… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair ... **Job Description:** We are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This role is critical in reviewing,… more