- JPMorgan Chase (Tempe, AZ)
- …in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management . We offer a competitive ... **Job Description** Join JPMorgan Chase's Risk Management and Compliance team, where your expertise will...will identify opportunities to automate manual processes, proactively address control gaps, and develop new reports to meet internal… more
- Aegon Asset Management (Cedar Rapids, IA)
- …with a focus on internal controls. + Prepare and present updates to management , including management control remediation plans, metrics and dashboards. ... Job Family Business Control & Financial Planning About Us...life insurance, annuities, employee benefits, retirement plans, and Transamerica Investment Solutions, and 3) Financial Assets, which… more
- Aegon Asset Management (Cedar Rapids, IA)
- …of life insurance, annuities, employee benefits, retirement plans, and Transamerica Investment Solutions, and 3) Financial Assets, which includes legacy ... than a century ago, we were among the first financial services companies in America to serve everyday people...Job Description Summary: The GTS First Line Risk & Control Shareholder Support team provides governance, risk management… more
- Vanguard (Charlotte, NC)
- …Communicated observations and work with business management on risk management strategies. + Control Design and Monitoring: Support the development ... when controls fail, or gaps are identified. + Policy Management : Assist in developing and implementing internal control...and maintain knowledge and awareness of the wealth and investment industry, risk and control practices, and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets ... and asset management . At Raymond James, we are putting the power...comprehensive reports and dashboards. + Conduct thorough research on financial markets and investment opportunities; assist in… more
- Scotiabank (New York, NY)
- …Americas and the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the ... You'll Bring** + Candidates should have a breadth of Technology and non- financial Risk management experience. 10+ years (governance, operations, audit, cyber,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and skills to develop and lead comprehensive internal audits covering the wealth management and investment advisory business segments of Raymond James. Audit ... organization. * Establish strong relationships with senior leaders including executive management , and related control groups. * Use excellent communication… more
- KeyBank (Amherst, NY)
- … management products and services (eg - trust, private banking, securities/ investment management ) as well trust/fiduciary related compliance, operations, and ... Ohio **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program") has… more
- Edwards Lifesciences (Irvine, CA)
- …projects, including integration design patterns, publish-subscribe, API design and management and exception handling/monitoring. With that, the overarching goal of ... aligned with the strategic goals and objectives of the organization. [Data Management ]: The Data Architect develops and implements the standards and practices… more
- SMBC (Charlotte, NC)
- …professionally with executives, managers, and subject matter experts * Knowledge of financial operations and planning, controls management , MIS, data ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...management and reporting processes related to commercial investment banks * Excellent verbal and written communication skillsSMBC's… more