- Citigroup (Jacksonville, FL)
- …on process improvement. + Responsible for responding to client requests for investment products, referring clients to Financial Advisors, if requested. + ... to Know-Your-Customer (KYC) and Anti-Money Laundering (AML) procedures for Citi's Investment and/or Banking clients. Position is responsible for providing best in… more
- Aegon Asset Management (Cedar Rapids, IA)
- …of life insurance, annuities, employee benefits, retirement plans, and Transamerica Investment Solutions, and 3) Financial Assets, which includes legacy ... than a century ago, we were among the first financial services companies in America to serve everyday people...and thousands of employees worldwide. Our insurance, retirement, and investment solutions help people make the most of what's… more
- TD Bank (New York, NY)
- …and enterprise control functions. **Depth & Scope:** + Provides people management leadership by hiring the best talent, setting goals, developing staff, managing ... trends and; identifying issues and opportunities and recommending actions to senior management + Ensures all administration, control and compliance activities… more
- JPMorgan Chase (Jersey City, NJ)
- …internal or external technology auditing experience, or relevant technology risk and control management experience. + Knowledge and experience in various ... and business stakeholders + Partner with stakeholders, business management , other control groups (ie risk ... banking, consumer and small business banking, commercial banking, financial transaction processing and asset management . We… more
- JPMorgan Chase (Columbus, OH)
- …Your role will also involve making impactful decisions that influence operations, financial management , and public image, while maintaining compliance with ... alignment with regulatory and firm requirements. Your deep understanding of risk management and control evaluation will be instrumental in identifying and… more
- JPMorgan Chase (Columbus, OH)
- …of controls, policies, issue management , and measurements, offering senior management insights into control effectiveness and inform governance work. + ... emphasizing risk identification, assessment, and mitigation. + Familiarity with risk management frameworks, industry standards, and financial industry regulatory… more
- Mizuho Corporate Bank (New York, NY)
- …other regulatory-related matters. Additionally, the department oversees regulatory change management , which involves monitoring and analyzing new and emerging ... the oversight of regulatory remediation program and associated reporting to senior management and regulators. The AVP will liaise and collaborate with relevant,… more
- JPMorgan Chase (Columbus, OH)
- …internal or external technology auditing experience, or relevant technology risk and control management experience. + Understanding of internal control ... and business stakeholders + Partner with stakeholders, business management , other control groups (ie risk ... banking, consumer and small business banking, commercial banking, financial transaction processing and asset management . We… more
- Truist (Charlotte, NC)
- …remediating risk control gaps to ensure compliance with Enterprise Risk Management programs and policy. 3. Monitor and report on emerging risks potentially ... Business Unit Risk Advisor Specialist II-FINRA engages with the Investment Banking and Capital Markets Business Unit stakeholders to...related training. 2. 5+ years of experience in a financial institution with emphasis on risk management … more
- Mizuho Corporate Bank (New York, NY)
- …coordinated. + Work with IADA Vice President/Director and IT infrastructure and cybersecurity management to identify control issues and emerging risks and ensure ... sound understanding of the financial services industry, including audit, financial , IT infrastructure and cybersecurity, risk management , or technology… more