- Raymond James Financial, Inc. (New York, NY)
- …standard risk management practices . Broker-dealer supervisory frameworks, retail investment platforms, and UHNW product risks including structured products, ... alternatives, and advisory platforms **Skill in:** . Risk operations, work processes, internal controls and banking regulations . Excellent communication skills to clearly articulate matters while working with internal and external clients . Planning and… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC… more
- Banc of California (Pasadena, CA)
- …businesses and their owners in the assigned segment and also with advisors, investment bankers, accountants and other highly reputable centers of influence (COI) who ... can refer such high quality opportunities. + Sources, identifies and prequalifies lending opportunities. Works directly with Relationship Manager to professionally present approved credit solutions to prospects. + Sources, identifies and prequalifies business… more
- JPMorgan Chase (New York, NY)
- Join the Control Management Organization, which reports to both the Commercial & Investment Bank (CIB) Chief Financial Officer and the Oversight and Control ... & FIF Trading Control Manager within the Commercial & Investment Bank, you will oversee and govern the control...200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking,… more
- JPMorgan Chase (New York, NY)
- …Risk Management and Portfolio Construction team. The position reports to HCM's Chief Risk Officer and supports the investment team in a variety of tasks related ... asset management firm. Over the years, it has developed a diversified investment platform that includes hedge funds, co- investment vehicles, and committed,… more
- Aegon Asset Management (Denver, CO)
- …of customers and thousands of employees worldwide. Our insurance, retirement, and investment solutions help people make the most of what's important to them. ... of life insurance, annuities, employee benefits, retirement plans, and Transamerica Investment Solutions, and 3) Financial Assets, which includes legacy blocks of… more
- JPMorgan Chase (Brooklyn, NY)
- …mitigation and management. You will provide SME support to the Chief Risk Officer for the Chief Investment Office, Global Treasury and Corporate to ... spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing… more
- JPMorgan Chase (Summit, NJ)
- …or upon his death through a provision in his will, the Trust Administrative Officer works under the supervision of the Trust Officer in the administration ... of the accounts. The Trust Administrative Officer is expected to have or develop the skills to provide leverage and back-up coverage for the Trust Officer with… more
- Wellington (Boston, MA)
- **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our ... investment solutions, tailored to the unique return and risk...partner and trusted advisor to the firm's Chief Technology Officer to achieve business outcomes while ensuring operational excellence.… more
- M&T Bank (Buffalo, NY)
- …needed, portfolio recommendation letters for advisory and co-trustee accounts, Account Officer coordination or best fit recommendations, and investment ... manager or Leadership Development Manager-MDP. **Department Description:** Provides comprehensive investment management services to Wealth Advisory Services clients. Operates… more