- Wells Fargo (New York, NY)
- **About this role:** We are seeking a highly experienced Senior Lead Compliance Officer to support the Structured Products Group (SPG) across both Capital ... syndication. The role is part of the broader Corporate and Investment Banking (CIB) Compliance team and requires deep expertise in broker-dealer regulations and… more
- Marex (New York, NY)
- …For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide ... and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment Solutions and Agency and Execution. It has a major franchise in many… more
- City of Boise (Boise, ID)
- Lateral Police Officer Print (https://www.governmentjobs.com/careers/boiseid/jobs/newprint/4766471) Apply Lateral Police Officer Location Boise, ID Job Type ... to join our progressive and service-oriented team. As a Lateral Police Officer , you will perform essential law enforcement and crime prevention duties, including… more
- KeyBank (Amherst, NY)
- …wealth management products and services (eg - trust, private banking, securities/ investment management) as well as trust/fiduciary related compliance , ... sponsored certifications in wealth management, trust, and/or fiduciary risk management and/or compliance (eg - CFIRS (Certified Fiduciary & Investment Risk… more
- Wellington (Boston, MA)
- **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our ... investment solutions, tailored to the unique return and risk...colleagues in EMEA and APAC, the Boston-based Senior Risk Officer will sit strictly in second line and advise… more
- The County of Los Angeles (Los Angeles, CA)
- FISCAL OFFICER I /EMERGENCY APPOINTMENTS HOMELESSNESS Print (https://www.governmentjobs.com/careers/lacounty/jobs/newprint/4884601) Apply FISCAL OFFICER I ... of Mental Health is seeking qualified candidates to fill emergency Fiscal Officer I vacancies related to the homelessness crisis. Under the emergency order,… more
- New York State Civil Service (Newburgh, NY)
- NY HELP Yes Agency Labor, Department of Title Investigative Officer 1/Trainee (Public Work Wage) - Newburgh (NY HELPS) Occupational Category Enforcement or ... NY Zip Code 12550 Duties Description As an Investigative Officer 1 (Public Work Wage) under supervision of an...setting the prevailing rates;* Inspect payroll records to determine compliance with the law;* Investigate to determine the proper… more
- Shuvel Digital (Washington, DC)
- POSITION OVERVIEW The Washington Area Community Investment Fund (Wacif) seeks a dynamic and experienced full-time Chief Financial Officer (CFO) to join our team. ... financial health and sustainability of the organization. REPORTS TO: Chief Executive Officer (CEO) SUPERVISES: Director of Finance and Financial Planning & Reporting… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …Law School's senior leadership team, the Associate Dean & Chief Financial Officer (CFO) is responsible for leading a customer-focused support organization that ... directs the planning and management of financial, budgetary, and investment activities for the School, serves as the Treasurer...for the School, serves as the Treasurer (and an officer ) of the School of Law Foundation, and oversees… more
- Wellington (Boston, MA)
- …As a member of the Assurance & Surveillance Team, the Assurance Testing Officer will: + Design and conduct compliance testing reviews that seeks ... **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments...our clients. **About the Role** We are seeking a compliance professional with good foundational compliance testing… more