- SMBC (Jersey City, NJ)
- …competitive portfolio of benefits to its employees. **Role Description** The Regulatory Change Management Officer works with the Regulatory Change Management ... to overseeing timely implementation for SMBC. **Role Objectives** The Regulatory Change Management Officer role works with departments across SMBC Americas… more
- CBRE (Dallas, TX)
- …identity and access management , etc.) + 1-3 years working in or with a risk management domain (ie technology risk , cybersecurity risk , enterprise ... Divisional Business Information Security Officer Job ID 224657 Posted 24-Jun-2025 Service line...risk , etc.); prior experience within cybersecurity risk management is preferred. + Certifications are… more
- Bank of America (Denver, CO)
- …Market Executive (ME). The role also serves as Line/Credit approver in conjunction with Risk management based on credit approval grid and drives the internal ... Sr. Credit Products Officer -Dealer Financial Services Scottsdale, Arizona;Seattle, Washington; Newport Beach,...The CPO maintains knowledge of other BofAML products including Investment Banking and Treasury Management that have… more
- TD Bank (New York, NY)
- … systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management : Help to ensure TDS meets regulatory requirements as it ... **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team supports the Trade… more
- City National Bank (Los Angeles, CA)
- …objectives, risk tolerance, time horizon, financial status, and other investment needs in compliance with FINRA regulations and CNS policies and procedures. ... *LEAD CLIENT SERVICES OFFICER * WHAT IS THE OPPORTUNITY? Oversee the City...WHAT IS THE OPPORTUNITY? Oversee the City National Securities Investment Relationship Officers and Assistant Investment Officers… more
- Citigroup (Jersey City, NJ)
- …as a compliance risk officer for the Independent Compliance Risk Management (ICRM)'s Control Room team. The ICRM Global Surveillance platform encompasses ... and Regulations, Management Reporting, Policy and Procedure, Referral and Escalation, Risk Controls and Monitors, Risk Identification and Assessment, Risk… more
- Scotiabank (New York, NY)
- …the Americas and the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant ... Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180,000.00 -...products and services, including personal and commercial banking, wealth management and private banking, corporate and investment … more
- PNC (Houston, TX)
- … Regional Managing Director, you will deliver OCIO (Outsourced Chief Investment Officer ) solutions to non-profit organizations, defined benefit pension ... the introduction and expansion of financial services to the client. + Executes risk management practices through the adherence to PNC's policies and procedures.… more
- Citigroup (Jacksonville, FL)
- …business, functions and technology units and relevant stakeholders to facilitate/ perform Citi's IS risk assessment and risk management processes in order to ... investment banking, securities brokerage, transaction services, and wealth management . As a bank with a brain and a... to drive the information security program and information risk management activities + Work with the… more
- Wellington (Boston, MA)
- **About Us** **Wellington Management ** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. ... investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60...compliance testing experience and/or audit experience (experience at global investment management firms a plus) + Highest… more